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CIK 0000927628 · Large accelerated filer

CAPITAL ONE FINANCIAL CORP

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Ticker
COF
Exchange
NYSE
Industry
National Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
541719854
Phone
7037201000
Business address
1680 CAPITAL ONE DRIVE, MCLEAN, VA, 22102

Securities

  • COF Common Stock NYSE
  • COF-PI Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer NYSE
  • COF-PJ Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non- Cumulative Perpetual Preferred Stock, Series J NYSE
  • COF-PK Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series K NYSE
  • COF-PL Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series L NYSE
  • COF-PN Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series N NYSE
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$41,537,166
in 12 filings, $41.5M under 10b5-1 plans

Net −$41,537,166. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-02-15 Borgmann Kevin S. Senior Advisor to the CEO Shares withheld for taxes −1,255 $136.36 $171K 71,261
2024-02-15 Sanjiv Yajnik President, Financial Services Shares withheld for taxes −1,330 $136.36 $181K 109,833
2024-02-15 Sanjiv Yajnik President, Financial Services Shares withheld for taxes −1,079 $136.36 $147K 108,754
2024-02-15 Sanjiv Yajnik President, Financial Services Shares withheld for taxes −1,985 $136.36 $271K 106,893
2024-02-15 Cooper Matthew W General Counsel & Corp Secy Shares withheld for taxes −873 $136.36 $119K 61,009
2024-02-15 Cooper Matthew W General Counsel & Corp Secy Shares withheld for taxes −731 $136.36 $100K 60,278
2024-02-15 Cooper Matthew W General Counsel & Corp Secy Shares withheld for taxes −1,518 $136.36 $207K 58,760
2024-02-15 Dean Lia Pres, Banking & Prem. Products Shares withheld for taxes −939 $136.36 $128K 65,148
2024-02-15 Dean Lia Pres, Banking & Prem. Products Shares withheld for taxes −1,006 $136.36 $137K 64,142
2024-02-15 Dean Lia Pres, Banking & Prem. Products Shares withheld for taxes −1,523 $136.36 $208K 62,619
2024-02-15 Mouadeb Mark Daniel President, U.S. Card Shares withheld for taxes −371 $136.36 $51K 22,974
2024-02-15 Mouadeb Mark Daniel President, U.S. Card Shares withheld for taxes −517 $136.36 $70K 22,457
2024-02-15 Mouadeb Mark Daniel President, U.S. Card Shares withheld for taxes −687 $136.36 $94K 21,770
2024-02-01 Karam Celia Pres, Retail Bank Grant or award +8,787 58,561
2024-02-01 Cooper Matthew W General Counsel & Corp Secy Grant or award +11,538 61,882
2024-02-01 Blinde Neal President, Commercial Banking Grant or award +10,533 114,890
2024-02-01 LaPrade,III Frank G. Chief Enterprise Srvcs Officer Grant or award +12,503 55,689
2024-02-01 Dean Lia Pres, Banking & Prem. Products Grant or award +9,753 66,087
2024-02-01 Alexander Robert M. Chief Information Officer Grant or award +10,256 77,296
2024-02-01 Haggerty Kaitlin Chief Human Resources Officer Grant or award +7,906 18,747

Page 26 of 34 · 669 trades