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CIK 0000927628 · Large accelerated filer

CAPITAL ONE FINANCIAL CORP

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Ticker
COF
Exchange
NYSE
Industry
National Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
541719854
Phone
7037201000
Business address
1680 CAPITAL ONE DRIVE, MCLEAN, VA, 22102

Securities

  • COF Common Stock NYSE
  • COF-PI Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer NYSE
  • COF-PJ Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non- Cumulative Perpetual Preferred Stock, Series J NYSE
  • COF-PK Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series K NYSE
  • COF-PL Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series L NYSE
  • COF-PN Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series N NYSE
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$41,537,166
in 12 filings, $41.5M under 10b5-1 plans

Net −$41,537,166. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-10-27 FAIRBANK RICHARD D Chairman and CEO Sale 10b5-1 −37,025 $203.29 $7.5M 4,025,393
2026-10-27 FAIRBANK RICHARD D Chairman and CEO Sale 10b5-1 −6,873 $204.19 $1.4M 4,018,520
2026-10-27 FAIRBANK RICHARD D Chairman and CEO Option exercise · Stock Options 10b5-1 −40,743 40,743
2026-10-15 Karam Celia Pres, Retail Bank Sale 10b5-1 −1,927 $195.86 $377K 55,774
2026-10-15 Dean Lia Pres, Banking & Prem. Products Sale 10b5-1 −1,887 $195.86 $370K 59,308
2026-10-06 Cooper Matthew W General Counsel & Corp Secy Sale 10b5-1 −3,500 $196.22 $687K 79,694
2026-09-15 Karam Celia Pres, Retail Bank Sale 10b5-1 −2,017 $206.07 $416K 57,696
2026-09-15 Dean Lia Pres, Banking & Prem. Products Sale 10b5-1 −2,066 $206.07 $426K 61,195
2026-09-01 Cooper Matthew W General Counsel & Corp Secy Sale 10b5-1 −3,500 $214.10 $749K 83,194
2026-08-17 Karam Celia Pres, Retail Bank Sale 10b5-1 −1,887 $225.52 $426K 59,709
2026-08-17 Karam Celia Pres, Retail Bank Sale 10b5-1 −1 $225.92 $226 59,708
2026-08-17 Dean Lia Pres, Banking & Prem. Products Sale 10b5-1 −2,192 $225.52 $494K 63,262
2026-08-17 Dean Lia Pres, Banking & Prem. Products Sale 10b5-1 −1 $225.92 $226 63,261
2026-08-13 Mouadeb Mark Daniel President, Card Sale 10b5-1 −1,199 $225.00 $270K 49,132
2026-08-10 Zamsky Michael Chief Credit & Fin'l Risk Off. Sale −5,473 $218.02 $1.2M 27,992
2026-08-07 Raghu Ravi Pres, Software, Intl & Sm Bus Sale 10b5-1 −50 $218.49 $11K 26,278
2026-08-04 Mouadeb Mark Daniel President, Card Sale 10b5-1 −1,183 $220.00 $260K 50,331
2026-08-04 Cooper Matthew W General Counsel & Corp Secy Sale 10b5-1 −3,500 $219.33 $768K 86,694
2026-08-03 Mouadeb Mark Daniel President, Card Sale 10b5-1 −690 $215.00 $148K 51,514
2026-08-01 Hanson Jason P. Pres.- Global Payment Network Option exercise +2,014 42,244

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