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CIK 0000927628 · Large accelerated filer

CAPITAL ONE FINANCIAL CORP

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Ticker
COF
Exchange
NYSE
Industry
National Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
541719854
Phone
7037201000
Business address
1680 CAPITAL ONE DRIVE, MCLEAN, VA, 22102

Securities

  • COF Common Stock NYSE
  • COF-PI Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer NYSE
  • COF-PJ Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non- Cumulative Perpetual Preferred Stock, Series J NYSE
  • COF-PK Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series K NYSE
  • COF-PL Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series L NYSE
  • COF-PN Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series N NYSE
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$41,537,166
in 12 filings, $41.5M under 10b5-1 plans

Net −$41,537,166. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-05-08 Serra Eileen Director Grant or award +1,241 11,531
2025-05-08 Locoh-Donou Francois Director Grant or award +1,241 13,489
2025-03-10 Cooper Matthew W General Counsel & Corp Secy Grant or award +6,390 77,253
2025-03-10 Cooper Matthew W General Counsel & Corp Secy Shares withheld for taxes −2,882 $163.87 $472K 74,371
2025-03-10 Karam Celia Pres, Retail Bank Grant or award +6,328 56,395
2025-03-10 Karam Celia Pres, Retail Bank Shares withheld for taxes −2,854 $163.87 $468K 53,545
2025-03-10 Alexander Robert M. Chief Information Officer Grant or award +7,365 66,807
2025-03-10 Alexander Robert M. Chief Information Officer Shares withheld for taxes −3,322 $163.87 $544K 63,485
2025-03-10 FAIRBANK RICHARD D Chairman and CEO Grant or award +67,338 4,028,510
2025-03-10 FAIRBANK RICHARD D Chairman and CEO Shares withheld for taxes −30,370 $163.87 $5.0M 3,998,140
2025-03-10 FAIRBANK RICHARD D Chairman and CEO Grant or award +48,100 4,046,240
2025-03-10 FAIRBANK RICHARD D Chairman and CEO Shares withheld for taxes −21,694 $163.87 $3.6M 4,024,546
2025-03-10 Dean Lia Pres, Banking & Prem. Products Grant or award +7,554 64,057
2025-03-10 Dean Lia Pres, Banking & Prem. Products Shares withheld for taxes −3,785 $163.87 $620K 60,344
2025-03-10 Raghu Ravi Pres, Software, Intl & Sm Bus Grant or award +1,357 31,541
2025-03-10 Raghu Ravi Pres, Software, Intl & Sm Bus Shares withheld for taxes −534 $163.87 $88K 31,007
2025-03-10 West Kara Chief Enterprise Risk Officer Grant or award +956 17,113
2025-03-10 West Kara Chief Enterprise Risk Officer Shares withheld for taxes −432 $163.87 $71K 16,689
2025-03-10 Sanjiv Yajnik President, Financial Services Grant or award +8,855 131,654
2025-03-10 Sanjiv Yajnik President, Financial Services Shares withheld for taxes −3,994 $163.87 $654K 127,717

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