CIK 0001134765 · Non-accelerated filer<br>Smaller reporting company
Charlie's Holdings, Inc.
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- CHUC
- Exchange
- OTC
- Industry
- Medicinal Chemicals & Botanical Products
- FY end
- Dec 31
- Incorporated
- NV
- Entity type
- operating
- EIN
- 841575085
- Phone
- 949-570-0691
- Business address
- 1007 BRIOSO DR., COSTA MESA, CA, 92627
- Former names
- True Drinks Holdings, Inc., BAZI INTERNATIONAL, INC., XELR8 HOLDINGS, INC., VITACUBE SYSTEMS HOLDINGS INC, INSTANET INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 96 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2015-08-14 | Smith Vincent C 10% owner | Purchase · Option to Acquire Series C Convertible Preferred Stock | +1 | 17,648 | ||
| 2015-08-14 | Smith Vincent C 10% owner | Purchase · Series C Convertible Preferred Stock | +14,119 | $113.33 | $1.6M | 14,119 |
| 2015-08-14 | Smith Vincent C 10% owner | Purchase · Common Stock Warrant (Right to Acquire) | +2,906,852 | 2,906,852 | ||
| 2015-08-14 | Smith Vincent C 10% owner | Purchase · Option to Acquire Series C Convertible Preferred Stock | +1 | 17,648 | ||
| 2015-07-30 | Smith Vincent C 10% owner | Conversion | +44,666,667 | 44,666,667 | ||
| 2015-07-30 | Smith Vincent C 10% owner | Conversion · Series C Convertible Preferred Stock | −67,000 | 0 | ||
| 2015-07-13 | Smith Vincent C 10% owner | Purchase | +31,500 | $0.21 | $7K | 1,459,329 |
| 2015-07-10 | Sherman Kevin Charles CHIEF MARKETING OFFICER | Grant or award | +532,995 | 588,518 | ||
| 2015-07-10 | Kerker Daniel R. CHIEF FINANCIAL OFFICER | Grant or award | +639,594 | 639,594 | ||
| 2015-07-10 | Lance Leonard CHIEF EXECUTIVE OFFICER | Grant or award | +1,015,229 | 1,048,414 | ||
| 2015-07-08 | Smith Vincent C 10% owner | Purchase | +100,000 | $0.21 | $21K | 1,427,829 |
| 2015-07-07 | Smith Vincent C 10% owner | Purchase | +445,685 | $0.20 | $89K | 1,327,829 |
| 2015-05-21 | Cohen Scot Director | Purchase | +500,000 | $0.18 | $90K | 3,500,000 |
| 2014-10-15 | Lance Leonard CHIEF EXECUTIVE OFFICER | Returned to the company · Stock Option | −971,970 | 256,725 | ||
| 2014-10-15 | Lance Leonard CHIEF EXECUTIVE OFFICER | Grant or award · Stock Option | +971,970 | 971,970 | ||
| 2014-10-15 | Wistreich Carl G Director | Returned to the company · Stock Option | −368,609 | 0 | ||
| 2014-10-15 | Wistreich Carl G Director | Grant or award · Stock Option | +368,609 | 368,609 | ||
| 2014-10-15 | Kerker Daniel R. CHIEF FINANCIAL OFFICER | Returned to the company · Stock Option | −430,043 | 0 | ||
| 2014-10-15 | Kerker Daniel R. CHIEF FINANCIAL OFFICER | Grant or award · Stock Option | +430,043 | 430,043 | ||
| 2014-10-15 | Sherman Kevin Charles CHIEF MARKETING OFFICER | Returned to the company · Stock Option | −184,304 | 0 |
Page 8 of 9 · 172 trades