CIK 0001134765 · Non-accelerated filer<br>Smaller reporting company
Charlie's Holdings, Inc.
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- CHUC
- Exchange
- OTC
- Industry
- Medicinal Chemicals & Botanical Products
- FY end
- Dec 31
- Incorporated
- NV
- Entity type
- operating
- EIN
- 841575085
- Phone
- 949-570-0691
- Business address
- 1007 BRIOSO DR., COSTA MESA, CA, 92627
- Former names
- True Drinks Holdings, Inc., BAZI INTERNATIONAL, INC., XELR8 HOLDINGS, INC., VITACUBE SYSTEMS HOLDINGS INC, INSTANET INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 96 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2016-01-15 | Lance Leonard FORMER DIRECTOR AND CEO | Returned to the company | −3,672,268 | 3,548,414 | ||
| 2016-01-04 | Cohen Scot Director | Purchase | +10,000 | $0.16 | $2K | 3,610,000 |
| 2015-12-31 | Cohen Scot Director | Purchase | +100,000 | $0.14 | $14K | 3,600,000 |
| 2015-11-25 | Smith Vincent C 10% owner | Purchase · Series C Convertible Preferred Stock | +30,000 | $100.00 | $3.0M | 56,471 |
| 2015-11-25 | Smith Vincent C 10% owner | Purchase · Common Stock Warrant (Right to Acquire) | +7,000,002 | 7,000,002 | ||
| 2015-10-16 | Smith Vincent C 10% owner | Purchase · Series C Convertible Preferred Stock | +8,823 | $113.33 | $1000K | 26,471 |
| 2015-10-16 | Smith Vincent C 10% owner | Purchase · Common Stock Warrant (Right to Acquire) | +1,816,500 | 1,816,500 | ||
| 2015-10-09 | Smith Vincent C 10% owner | Other acquisition · Common Stock Warrant (Right to Acquire) | +17,500,000 | 17,500,000 | ||
| 2015-10-08 | VAN BOERUM ROBERT CHIEF OPERATIONS OFFICER | Grant or award | +2,923,706 | 2,923,706 | ||
| 2015-10-08 | Lance Leonard CHIEF EXECUTIVE OFFICER | Grant or award | +6,172,268 | 7,220,682 | ||
| 2015-10-08 | Sherman Kevin Charles Director | Grant or award | +1,500,000 | 2,088,518 | ||
| 2015-10-08 | Kerker Daniel R. CHIEF FINANCIAL OFFICER | Grant or award | +3,898,275 | 4,537,869 | ||
| 2015-09-11 | Smith Vincent C 10% owner | Option exercise · Option to Acquire Series C Convertible Preferred Stock | −1 | 0 | ||
| 2015-09-11 | Smith Vincent C 10% owner | Option exercise · Series C Convertible Preferred Stock | +3,529 | $113.33 | $400K | 17,648 |
| 2015-09-11 | Smith Vincent C 10% owner | Other acquisition · Common Stock Warrant (Right to Acquire) | +726,559 | 726,559 | ||
| 2015-09-11 | Smith Vincent C 10% owner | Option exercise · Option to Acquire Series C Convertible Preferred Stock | −1 | 0 | ||
| 2015-09-11 | Smith Vincent C 10% owner | Option exercise · Series C Convertible Preferred Stock | +3,529 | $113.33 | $400K | 17,648 |
| 2015-09-11 | Smith Vincent C 10% owner | Other acquisition · Common Stock Warrant (Right to Acquire) | +726,559 | 726,559 | ||
| 2015-08-14 | Smith Vincent C 10% owner | Purchase · Series C Convertible Preferred Stock | +14,119 | $113.33 | $1.6M | 14,119 |
| 2015-08-14 | Smith Vincent C 10% owner | Purchase · Common Stock Warrant (Right to Acquire) | +2,906,852 | 2,906,852 |
Page 7 of 9 · 172 trades