CIK 0001134765 · Non-accelerated filer<br>Smaller reporting company
Charlie's Holdings, Inc.
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- CHUC
- Exchange
- OTC
- Industry
- Medicinal Chemicals & Botanical Products
- FY end
- Dec 31
- Incorporated
- NV
- Entity type
- operating
- EIN
- 841575085
- Phone
- 949-570-0691
- Business address
- 1007 BRIOSO DR., COSTA MESA, CA, 92627
- Former names
- True Drinks Holdings, Inc., BAZI INTERNATIONAL, INC., XELR8 HOLDINGS, INC., VITACUBE SYSTEMS HOLDINGS INC, INSTANET INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 96 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2019-04-26 | Cohen Scot Director | Grant or award · Series A Convertible Preferred Stock | +3,750.97 | 3,750.97 | ||
| 2019-04-26 | Cohen Scot Director | Grant or award · Warrants | +56,416,355 | 56,416,355 | ||
| 2019-04-26 | Cohen Scot Director | Conversion · Series B Convertible Preferred Stock | −4,000 | 0 | ||
| 2019-04-26 | Cohen Scot Director | Conversion · Series B Convertible Preferred Stock | −3,750 | 0 | ||
| 2019-04-26 | Cohen Scot Director | Conversion · Series B Convertible Preferred Stock | −12,500 | 0 | ||
| 2019-04-26 | Cohen Scot Director | Conversion · Series B Convertible Preferred Stock | −118,750 | 0 | ||
| 2019-04-26 | Cohen Scot Director | Conversion · Series B Convertible Preferred Stock | −12,500 | 0 | ||
| 2018-07-05 | Sherman Kevin Charles Director | Returned to the company · Stock Option | −10,238,012 | |||
| 2018-07-05 | Sherman Kevin Charles Director | Grant or award · Stock Option | +10,238,012 | 10,238,012 | ||
| 2018-07-05 | Sherman Kevin Charles Director | Grant or award · Stock Option | +35,971,988 | 35,971,988 | ||
| 2018-07-05 | Cohen Scot Director | Grant or award · Stock Option | +7,114,826 | 7,114,826 | ||
| 2018-07-05 | VAN BOERUM ROBERT CEO AND CFO | Returned to the company · Stock Option | −3,937,706 | 0 | ||
| 2018-07-05 | VAN BOERUM ROBERT CEO AND CFO | Grant or award · Stock Option | +3,937,706 | 3,937,706 | ||
| 2018-07-05 | VAN BOERUM ROBERT CEO AND CFO | Grant or award · Stock Option | +3,172,294 | 3,172,294 | ||
| 2018-07-05 | Greco James J Director | Returned to the company · Stock Option | −15,750,789 | 0 | ||
| 2018-07-05 | Greco James J Director | Grant or award · Stock Option | +1,575,079 | 1,575,079 | ||
| 2018-07-05 | Greco James J Director | Grant or award · Stock Option | +12,644,921 | 12,644,921 | ||
| 2016-05-09 | Cohen Scot Director | Other acquisition | +400,000 | $0.13 | $50K | 4,010,000 |
| 2016-04-13 | Smith Vincent C 10% owner | Purchase · Series C Convertible Preferred Stock | +50,000 | $100.00 | $5.0M | 106,471 |
| 2016-04-13 | Smith Vincent C 10% owner | Purchase · Common Stock Warrant (Right to Acquire) | +33,333,333 | 33,333,333 |
Page 6 of 9 · 172 trades