CIK 0001134765 · Non-accelerated filer<br>Smaller reporting company
Charlie's Holdings, Inc.
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- CHUC
- Exchange
- OTC
- Industry
- Medicinal Chemicals & Botanical Products
- FY end
- Dec 31
- Incorporated
- NV
- Entity type
- operating
- EIN
- 841575085
- Phone
- 949-570-0691
- Business address
- 1007 BRIOSO DR., COSTA MESA, CA, 92627
- Former names
- True Drinks Holdings, Inc., BAZI INTERNATIONAL, INC., XELR8 HOLDINGS, INC., VITACUBE SYSTEMS HOLDINGS INC, INSTANET INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 96 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2019-04-26 | Cohen Scot Director | Conversion | +200,000 | 697,612 | ||
| 2019-04-26 | Cohen Scot Director | Grant or award · Series A Convertible Preferred Stock | +3,750.97 | 3,750.97 | ||
| 2019-04-26 | Cohen Scot Director | Grant or award · Warrants | +56,416,355 | 56,416,355 | ||
| 2019-04-26 | Cohen Scot Director | Conversion · Series D Convertible Preferred Stock | −4,000 | 0 | ||
| 2019-04-26 | Cohen Scot Director | Conversion · Series B Convertible Preferred Stock | −3,750 | 0 | ||
| 2019-04-26 | Cohen Scot Director | Conversion · Series B Convertible Preferred Stock | −12,500 | 0 | ||
| 2019-04-26 | Cohen Scot Director | Conversion · Series B Convertible Preferred Stock | −118,750 | 0 | ||
| 2019-04-26 | Cohen Scot Director | Conversion · Series B Convertible Preferred Stock | −12,500 | 0 | ||
| 2019-04-26 | Stump Ryan CHIEF OPERATING OFFICER | Grant or award | +40,196,653 | 40,196,653 | ||
| 2019-04-26 | Stump Ryan CHIEF OPERATING OFFICER | Grant or award · Series B Convertible Preferred Stock | +397,947 | 397,947 | ||
| 2019-04-26 | Stump Brandon CHIEF EXECUTIVE OFFICER | Grant or award | +93,792,189 | 93,792,189 | ||
| 2019-04-26 | Stump Brandon CHIEF EXECUTIVE OFFICER | Grant or award · Series B Convertible Preferred Stock | +928,543 | 928,543 | ||
| 2019-04-26 | Cohen Scot Director | Grant or award | +101,549,439 | 109,031,887 | ||
| 2019-04-26 | Cohen Scot Director | Grant or award | +73,341,261 | 182,373,148 | ||
| 2019-04-26 | Cohen Scot Director | Grant or award | +73,341,261 | 73,341,261 | ||
| 2019-04-26 | Cohen Scot Director | Conversion | +60,000 | 182,433,148 | ||
| 2019-04-26 | Cohen Scot Director | Conversion | +16,000,000 | 198,433,148 | ||
| 2019-04-26 | Cohen Scot Director | Conversion | +200,000 | 200,000 | ||
| 2019-04-26 | Cohen Scot Director | Conversion | +1,900,000 | 75,241,261 | ||
| 2019-04-26 | Cohen Scot Director | Conversion | +200,000 | 200,000 |
Page 5 of 9 · 172 trades