CIK 0001490906 · Large accelerated filer
Capitol Federal Financial, Inc.
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- CFFN
- Exchange
- Nasdaq
- Industry
- Savings Institution, Federally Chartered
- FY end
- Sep 30
- Incorporated
- MD
- Entity type
- operating
- Phone
- 785-235-1341
- Business address
- 700 S KANSAS AVENUE, TOPEKA, KS, 66603
- Former names
- Capitol Federal Financial Inc
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2012-05-16 | Johnson Jeffrey M Director | Grant or award | +5,000 | 49,900 | ||
| 2012-05-16 | Johnson Jeffrey M Director | Grant or award · CFFN Non-qualified Stock Option May, 2012 | +15,000 | $11.91 | $179K | 15,000 |
| 2012-05-16 | Van Houweling Tara Principal Accounting Officer | Grant or award | +12,950 | 21,105 | ||
| 2012-05-16 | Van Houweling Tara Principal Accounting Officer | Grant or award · CFFN Incentive Stock Option May, 2012 | +33,584 | $11.91 | $400K | 33,584 |
| 2012-05-16 | Van Houweling Tara Principal Accounting Officer | Grant or award · CFFN Non-qualified Stock Option May, 2012 | +6,416 | $11.91 | $76K | 6,416 |
| 2012-05-16 | Jackson Rick C Executive Vice President | Grant or award | +17,000 | 82,753 | ||
| 2012-05-16 | Jackson Rick C Executive Vice President | Grant or award · CFFN Incentive Stock Option May, 2012 | +33,584 | $11.91 | $400K | 33,584 |
| 2012-05-16 | Jackson Rick C Executive Vice President | Grant or award · CFFN Non-qualified Stock Option May, 2012 | +17,416 | $11.91 | $207K | 17,416 |
| 2012-05-16 | ALESHIRE R JOE Executive Vice President | Grant or award | +10,000 | $11.91 | $119K | 349,828 |
| 2012-05-16 | ALESHIRE R JOE Executive Vice President | Grant or award · CFFN Incentive Stock Option May, 2012 | +16,792 | $11.91 | $200K | 16,792 |
| 2012-05-16 | ALESHIRE R JOE Executive Vice President | Grant or award · CFFN Non-qualified Stock Option May, 2012 | +13,208 | $11.91 | $157K | 13,208 |
| 2012-05-16 | BRUBAKER LARRY K Executive Vice President | Grant or award | +5,125 | $11.91 | $61K | 11,916 |
| 2012-05-16 | BRUBAKER LARRY K Executive Vice President | Grant or award · CFFN Incentive Stock Option May, 2012 | +8,396 | $11.91 | $100K | 8,396 |
| 2012-05-16 | BRUBAKER LARRY K Executive Vice President | Grant or award · CFFN Non-qualified Stock Option May, 2012 | +7,004 | $11.91 | $83K | 7,004 |
| 2012-02-03 | ALESHIRE R JOE Executive Vice President | Sale | −50,000 | $11.68 | $584K | 339,828 |
| 2012-01-26 | DICUS JOHN B Chairman and President | Other disposition · Phantom stock 2009 | −7,445 | $20.14 | $150K | 0 |
| 2012-01-26 | TOWNSEND KENT G Executive Vice President | Other disposition · Phantom stock 2009 | −3,096 | $20.14 | $62K | 0 |
| 2012-01-05 | Jackson Rick C Executive Vice President | Grant or award · Phantom Stock 2012 | +3,347 | $11.54 | $39K | 3,347 |
| 2012-01-05 | DICUS JOHN B Chairman and President | Grant or award · CFFN phantom stock 2012 | +12,998 | $11.54 | $150K | 12,998 |
| 2012-01-05 | TOWNSEND KENT G Executive Vice President | Grant or award · Phantom stock 2012 | +4,467 | $11.54 | $52K | 4,467 |
Page 32 of 36 · 714 trades