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CIK 0001490906 · Large accelerated filer

Capitol Federal Financial, Inc.

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Ticker
CFFN
Exchange
Nasdaq
Industry
Savings Institution, Federally Chartered
FY end
Sep 30
Incorporated
MD
Entity type
operating
Phone
785-235-1341
Business address
700 S KANSAS AVENUE, TOPEKA, KS, 66603
Former names
Capitol Federal Financial Inc
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2012-12-31 TOWNSEND KENT G Executive Vice President Option exercise · CFFN phantom stock 2010 −1,964 $13.90 $27K 0
2012-12-31 TOWNSEND KENT G Executive Vice President Grant or award · CFFN phantom stock 2013 +5,577 $11.69 $65K 5,577
2012-12-31 Jackson Rick C Executive Vice President Option exercise +249 $13.89 $3K 83,002
2012-12-31 Jackson Rick C Executive Vice President Returned to the company −249 $11.69 $3K 82,753
2012-12-31 Jackson Rick C Executive Vice President Option exercise · CFFN phantom stock 2010 −249 $13.89 $3K 0
2012-12-31 Jackson Rick C Executive Vice President Grant or award · CFFN phantom stock 2013 +4,028 $11.69 $47K 4,028
2012-12-31 Ricketts Carlton A. Executive Vice President Option exercise +341 $13.89 $5K 47,998
2012-12-31 Ricketts Carlton A. Executive Vice President Returned to the company −341 $11.69 $4K 47,657
2012-12-31 Ricketts Carlton A. Executive Vice President Option exercise · CFFN phantom stock 2010 −341 $13.89 $5K 0
2012-12-31 Ricketts Carlton A. Executive Vice President Grant or award · CFFN phantom stock 2013 +1,818 $11.69 $21K 1,818
2012-12-31 Haag Natalie G. Executive Vice President Grant or award · CFFN phantom stock 2013 +309 $11.69 $4K 309
2012-12-31 Van Houweling Tara Principal Accounting Officer Option exercise +330 $13.90 $5K 21,435
2012-12-31 Van Houweling Tara Principal Accounting Officer Returned to the company −330 $11.69 $4K 21,105
2012-12-31 Van Houweling Tara Principal Accounting Officer Option exercise · CFFN Phantom Stock 2010 −330 $13.90 $5K 0
2012-12-31 Van Houweling Tara Principal Accounting Officer Grant or award · CFFN phanton stock 2013 +1,359 $11.69 $16K 1,359
2012-11-20 ALESHIRE R JOE Executive Vice President Sale −100,000 $11.58 $1.2M 98,256
2012-11-06 ALESHIRE R JOE Executive Vice President Sale −100,000 $11.84 $1.2M 198,256
2012-09-25 Haag Natalie G. Executive Vice President Grant or award +16,000 16,721
2012-09-25 Haag Natalie G. Executive Vice President Grant or award · CFFN non-qualified stock option +14,248 $11.85 $169K 14,248
2012-09-25 Haag Natalie G. Executive Vice President Grant or award · CFFN incentive stock option +33,752 $11.85 $400K 33,752

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