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CIK 0001490906 · Large accelerated filer

Capitol Federal Financial, Inc.

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Ticker
CFFN
Exchange
Nasdaq
Industry
Savings Institution, Federally Chartered
FY end
Sep 30
Incorporated
MD
Entity type
operating
Phone
785-235-1341
Business address
700 S KANSAS AVENUE, TOPEKA, KS, 66603
Former names
Capitol Federal Financial Inc
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2014-12-31 Van Houweling Tara Principal Accounting Officer Grant or award · CFFN phantom stock 2015 +1,018 $12.78 $13K 1,018
2014-11-18 Morris James G. Director Purchase +3,000 $12.86 $39K 14,790
2014-08-14 Haag Natalie G. Executive Vice President Purchase +2,000 $12.09 $24K 22,321
2014-08-07 Morris James G. Director Purchase +3,000 $11.96 $36K 11,790
2014-08-01 Haag Natalie G. Executive Vice President Purchase +1,000 $11.70 $12K 20,321
2014-07-31 Haag Natalie G. Executive Vice President Purchase +1,000 $11.77 $12K 19,321
2014-04-30 Wright Frank H Executive Vice President Shares withheld for taxes −318 $11.95 $4K 13,400
2014-01-10 DICUS JOHN B Chairman and President Shares withheld for taxes −3,554 $11.87 $42K 1,288,066
2014-01-10 Wright Frank H Executive Vice President Shares withheld for taxes −1,213 $11.87 $14K 13,718
2014-01-10 TOWNSEND KENT G Executive Vice President Shares withheld for taxes −2,101 $11.87 $25K 130,329
2014-01-10 Van Houweling Tara Principal Accounting Officer Shares withheld for taxes −625 $11.87 $7K 20,480
2013-12-31 DICUS JOHN B Chairman and President Option exercise +12,594 $11.91 $150K 1,304,214
2013-12-31 DICUS JOHN B Chairman and President Returned to the company −12,594 $12.11 $153K 1,291,620
2013-12-31 DICUS JOHN B Chairman and President Option exercise · CFFN phantom stock 2011 −12,594 $12.11 $153K 0
2013-12-31 DICUS JOHN B Chairman and President Grant or award · CFFN phantom stock 2014 +10,495 $12.11 $127K 10,495
2013-12-31 Ricketts Carlton A. Executive Vice President Option exercise +1,261 $11.91 $15K 48,918
2013-12-31 Ricketts Carlton A. Executive Vice President Returned to the company −1,261 $12.11 $15K 47,657
2013-12-31 Ricketts Carlton A. Executive Vice President Option exercise · CFFN phantom stock 2011 −1,261 $12.11 $15K 0
2013-12-31 Ricketts Carlton A. Executive Vice President Grant or award · CFFN phantom stock 2014 +2,532 $12.11 $31K 2,532
2013-12-31 Wright Frank H Executive Vice President Option exercise +1,115 $11.91 $13K 16,046

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