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CIK 0001490906 · Large accelerated filer

Capitol Federal Financial, Inc.

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Ticker
CFFN
Exchange
Nasdaq
Industry
Savings Institution, Federally Chartered
FY end
Sep 30
Incorporated
MD
Entity type
operating
Phone
785-235-1341
Business address
700 S KANSAS AVENUE, TOPEKA, KS, 66603
Former names
Capitol Federal Financial Inc
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 91 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2016-08-05 Haag Natalie G. Executive Vice President Sale −978 $14.03 $14K 40,759
2016-08-05 Haag Natalie G. Executive Vice President Option exercise · CFFN Non-qualified Stock Option −978 $11.85 $12K 9,562
2016-08-04 Haag Natalie G. Executive Vice President Sale −20,584 $14.00 $288K 41,737
2016-08-04 Haag Natalie G. Executive Vice President Option exercise · CFFN Incentive Stock Option −16,876 $11.85 $200K 16,876
2016-08-04 Haag Natalie G. Executive Vice President Option exercise · CFFN Non-qualified Stock Option −3,708 $11.85 $44K 10,540
2016-08-04 Van Houweling Tara Principal Accounting Officer Sale −6,714 $14.05 $94K 18,565
2016-08-03 Van Houweling Tara Principal Accounting Officer Option exercise +25,000 $11.91 $298K 43,565
2016-08-03 Van Houweling Tara Principal Accounting Officer Sale −18,286 $14.02 $256K 25,279
2016-08-03 Van Houweling Tara Principal Accounting Officer Option exercise · CFFN Incentive Stock Option −25,000 $11.91 $298K 8,584
2016-05-04 Morris James G. Director Purchase +500 $13.10 $7K 21,995
2016-05-02 Wright Frank H Executive Vice President Shares withheld for taxes −320 $13.38 $4K 4,704
2016-01-11 TOWNSEND KENT G Executive Vice President Shares withheld for taxes −2,173 $11.94 $26K 126,082
2016-01-11 DICUS JOHN B Chairman and President Shares withheld for taxes −3,533 $11.94 $42K 1,281,011
2016-01-11 Wright Frank H Executive Vice President Shares withheld for taxes −1,213 $11.94 $14K 5,024
2016-01-11 Van Houweling Tara Principal Accounting Officer Shares withheld for taxes −1,262 $11.94 $15K 18,565
2016-01-08 Haag Natalie G. Executive Vice President Purchase +3,200 $12.02 $38K 38,321
2015-12-31 DICUS JOHN B Chairman and President Option exercise +12,831 $11.69 $150K 1,297,375
2015-12-31 DICUS JOHN B Chairman and President Returned to the company −12,831 $12.56 $161K 1,284,544
2015-12-31 DICUS JOHN B Chairman and President Option exercise · CFFN phantom stock 2013 −12,831 $11.69 $150K 0
2015-12-31 DICUS JOHN B Chairman and President Grant or award · CFFN Phantom Stock +11,427 $12.56 $144K 11,427

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