CIK 0001490906 · Large accelerated filer
Capitol Federal Financial, Inc.
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- CFFN
- Exchange
- Nasdaq
- Industry
- Savings Institution, Federally Chartered
- FY end
- Sep 30
- Incorporated
- MD
- Entity type
- operating
- Phone
- 785-235-1341
- Business address
- 700 S KANSAS AVENUE, TOPEKA, KS, 66603
- Former names
- Capitol Federal Financial Inc
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 91 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2016-12-30 | Van Houweling Tara Principal Accounting Officer | Returned to the company | −902 | $16.46 | $15K | 18,565 |
| 2016-12-30 | Van Houweling Tara Principal Accounting Officer | Option exercise · CFFN phantom stock 2014 | −902 | $12.11 | $11K | 0 |
| 2016-12-30 | Van Houweling Tara Principal Accounting Officer | Grant or award · CFFN Phantom Stock | +942 | $16.46 | $16K | 942 |
| 2016-11-04 | Ricketts Carlton A. Executive Vice President | Option exercise · CFFN Non-qualified Stock Option | −17,416 | $11.91 | $207K | 0 |
| 2016-11-04 | Ricketts Carlton A. Executive Vice President | Option exercise · CFFN Incentive Stock Option | −33,584 | $11.91 | $400K | 0 |
| 2016-11-04 | Ricketts Carlton A. Executive Vice President | Option exercise · CFFN Incentive Stock Option | −28,295 | $14.19 | $402K | 0 |
| 2016-11-03 | Ricketts Carlton A. Executive Vice President | Option exercise | +51,000 | $11.91 | $607K | 104,020 |
| 2016-11-03 | Ricketts Carlton A. Executive Vice President | Option exercise | +28,295 | $14.19 | $402K | 132,315 |
| 2016-11-03 | Ricketts Carlton A. Executive Vice President | Sale | −79,295 | $14.43 | $1.1M | 53,020 |
| 2016-11-01 | WARD MARILYN S Director | Option exercise | +15,000 | $11.91 | $179K | 192,338 |
| 2016-11-01 | WARD MARILYN S Director | Sale | −15,000 | $14.49 | $217K | 177,338 |
| 2016-11-01 | WARD MARILYN S Director | Option exercise · CFFN Non-qualified Stock Option | −15,000 | $11.91 | $179K | 0 |
| 2016-09-07 | Morris James G. Director | Option exercise | +10,000 | $12.04 | $120K | 31,995 |
| 2016-09-07 | Morris James G. Director | Option exercise · CFFN Non-qualified Stock Ooption | −10,000 | $12.04 | $120K | 5,000 |
| 2016-08-15 | Jackson Rick C Executive Vice President | Option exercise | +51,000 | $11.91 | $607K | 133,753 |
| 2016-08-15 | Jackson Rick C Executive Vice President | Sale | −51,000 | $14.09 | $719K | 82,753 |
| 2016-08-15 | Jackson Rick C Executive Vice President | Option exercise · CFFN Incentive Stock Option | −16,792 | $11.91 | $200K | 0 |
| 2016-08-15 | Jackson Rick C Executive Vice President | Option exercise · CFFN Non-qualified Stock Option | −16,792 | $11.91 | $200K | 0 |
| 2016-08-15 | Jackson Rick C Executive Vice President | Option exercise · CFFN Non-qualified Stock Option | −17,416 | $11.91 | $207K | 0 |
| 2016-08-08 | Haag Natalie G. Executive Vice President | Option exercise | +24,000 | $11.85 | $284K | 62,321 |
Page 22 of 25 · 493 trades