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CIK 0001490906 · Large accelerated filer

Capitol Federal Financial, Inc.

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Ticker
CFFN
Exchange
Nasdaq
Industry
Savings Institution, Federally Chartered
FY end
Sep 30
Incorporated
MD
Entity type
operating
Phone
785-235-1341
Business address
700 S KANSAS AVENUE, TOPEKA, KS, 66603
Former names
Capitol Federal Financial Inc
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2018-01-02 DICUS JOHN B Chairman and President Returned to the company −11,737 $13.41 $157K 1,281,011
2018-01-02 DICUS JOHN B Chairman and President Grant or award · CFFN Phantom Stock 2017 +11,185 $13.41 $150K 11,185
2018-01-02 Van Houweling Tara Principal Accounting Officer Option exercise +1,018 $12.78 $13K 19,583
2018-01-02 Van Houweling Tara Principal Accounting Officer Returned to the company −1,018 $13.41 $14K 18,565
2018-01-02 Van Houweling Tara Principal Accounting Officer Option exercise · CFFN phantom stock 2014 +0 $12.78 $0 1,018
2018-01-02 Van Houweling Tara Principal Accounting Officer Grant or award · CFFN Phantom Stock 2017 +1,257 $13.41 $17K 1,257
2018-01-02 Jackson Rick C Executive Vice President Option exercise +3,230 $12.78 $41K 130,030
2018-01-02 Jackson Rick C Executive Vice President Returned to the company −3,230 $13.41 $43K 126,800
2018-01-02 Jackson Rick C Executive Vice President Option exercise · CFFN phantom stock 2014 +0 $12.78 $0 3,230
2018-01-02 Jackson Rick C Executive Vice President Grant or award · CFFN Phantom Stock 2017 +3,979 $13.41 $53K 3,979
2018-01-02 Ricketts Carlton A. Executive Vice President Option exercise +2,957 $12.78 $38K 60,502
2018-01-02 Ricketts Carlton A. Executive Vice President Returned to the company −2,957 $13.41 $40K 57,545
2018-01-02 Ricketts Carlton A. Executive Vice President Option exercise · CFFN phantom stock 2014 +0 $12.78 $0 2,957
2018-01-02 Ricketts Carlton A. Executive Vice President Grant or award · CFFN Phantom Stock 2017 +3,692 3,692
2018-01-02 Haag Natalie G. Executive Vice President Option exercise +2,854 $12.78 $36K 52,813
2018-01-02 Haag Natalie G. Executive Vice President Returned to the company −2,854 $13.41 $38K 49,959
2018-01-02 Haag Natalie G. Executive Vice President Option exercise · CFFN phantom stock 2014 +0 $12.78 $0 2,854
2018-01-02 Haag Natalie G. Executive Vice President Grant or award · CFFN Phantom Stock 2017 +3,694 $13.41 $50K 3,694
2018-01-02 TOWNSEND KENT G Executive Vice President Option exercise +4,436 $12.78 $57K 130,518
2018-01-02 TOWNSEND KENT G Executive Vice President Returned to the company −4,436 $13.41 $59K 126,082

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