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CIK 0001490906 · Large accelerated filer

Capitol Federal Financial, Inc.

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Ticker
CFFN
Exchange
Nasdaq
Industry
Savings Institution, Federally Chartered
FY end
Sep 30
Incorporated
MD
Entity type
operating
Phone
785-235-1341
Business address
700 S KANSAS AVENUE, TOPEKA, KS, 66603
Former names
Capitol Federal Financial Inc
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 91 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-12-31 TOWNSEND KENT G Executive Vice President Option exercise +5,624 $13.41 $75K 128,705
2020-12-31 TOWNSEND KENT G Executive Vice President Returned to the company −5,624 $12.50 $70K 123,081
2020-12-31 TOWNSEND KENT G Executive Vice President Option exercise · CFFN Phantom Stock 2017 −5,624 $13.41 $75K 0
2020-12-31 TOWNSEND KENT G Executive Vice President Grant or award · CFFN Phantom Stock 2020 +2,654 $12.50 $33K 2,654
2020-12-31 Lehman Daniel L. Executive Vice President Option exercise +3,154 $13.41 $42K 13,397
2020-12-31 Lehman Daniel L. Executive Vice President Returned to the company −3,154 $12.50 $39K 10,243
2020-12-31 Lehman Daniel L. Executive Vice President Option exercise · CFFN Phantom Stock 2017 −3,154 $13.41 $42K 0
2020-12-31 Lehman Daniel L. Executive Vice President Grant or award · CFFN Phantom Stock 2020 +1,687 $12.50 $21K 1,687
2020-12-31 Haag Natalie G. Executive Vice President Option exercise +3,694 $13.41 $50K 67,569
2020-12-31 Haag Natalie G. Executive Vice President Returned to the company −3,694 $12.50 $46K 63,875
2020-12-31 Haag Natalie G. Executive Vice President Other acquisition +14,774 14,774
2020-12-31 Haag Natalie G. Executive Vice President Option exercise · CFFN Phantom Stock 2017 −3,694 $13.41 $50K 0
2020-12-31 Haag Natalie G. Executive Vice President Grant or award · CFFN Phantom Stock 2020 +1,828 $12.50 $23K 1,828
2020-12-31 DICUS JOHN B Chairman and President Option exercise +11,185 $13.41 $150K 1,300,592
2020-12-31 DICUS JOHN B Chairman and President Returned to the company −11,185 $12.50 $140K 1,289,407
2020-12-31 DICUS JOHN B Chairman and President Option exercise · CFFN Phantom Stock 2017 −11,185 $13.41 $150K 0
2020-12-31 DICUS JOHN B Chairman and President Grant or award · CFFN Phantom Stock 2020 +7,093 $12.50 $89K 7,093
2020-12-31 Barry Anthony S. Executive Vice President Grant or award · CFFN Phantom Stock 2020 +1,687 $12.50 $21K 1,687
2020-12-31 Jackson Rick C Executive Vice President Option exercise +3,979 $13.41 $53K 133,117
2020-12-31 Jackson Rick C Executive Vice President Returned to the company −3,979 $12.50 $50K 129,138

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