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CIK 0001490906 · Large accelerated filer

Capitol Federal Financial, Inc.

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Ticker
CFFN
Exchange
Nasdaq
Industry
Savings Institution, Federally Chartered
FY end
Sep 30
Incorporated
MD
Entity type
operating
Phone
785-235-1341
Business address
700 S KANSAS AVENUE, TOPEKA, KS, 66603
Former names
Capitol Federal Financial Inc
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 91 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-09-20 Morris James G. Director Purchase +1,000 $10.78 $11K 41,995
2021-09-13 Morris James G. Director Purchase +1,000 $11.07 $11K 40,995
2021-08-02 Haag Natalie G. Executive Vice President Purchase +996 $11.12 $11K 64,871
2021-08-02 Haag Natalie G. Executive Vice President Purchase +1,016 $11.12 $11K 15,790
2021-08-02 Haag Natalie G. Executive Vice President Purchase +2,012 $11.12 $22K 16,786
2021-08-02 Haag Natalie G. Executive Vice President Purchase +1,012 $11.12 $11K 15,786
2021-06-08 DICUS JOHN B Chairman, President and CEO Option exercise +25,188 $11.91 $300K 1,314,595
2021-06-08 DICUS JOHN B Chairman, President and CEO Sale −2,955 $13.00 $38K 1,311,640
2021-06-08 DICUS JOHN B Chairman, President and CEO Sale −100 $13.01 $1K 1,311,540
2021-06-08 DICUS JOHN B Chairman, President and CEO Sale −8,007 $13.01 $104K 1,303,533
2021-06-08 DICUS JOHN B Chairman, President and CEO Sale −3,533 $13.02 $46K 1,300,000
2021-06-08 DICUS JOHN B Chairman, President and CEO Option exercise · CFFN Incentive Stock Option −25,188 $11.91 $300K 0
2021-02-05 Cole Michel Philipp Director Purchase +770 $12.66 $10K 20,181
2021-02-02 Barry Anthony S. Executive Vice President Purchase +10,000 $12.63 $126K 34,777
2021-02-02 Barry Anthony S. Executive Vice President Grant or award · CFFN Phantom Stock 2020 +0 $12.50 $0 1,687
2021-01-26 Ricketts Carlton A. Director Grant or award +5,400 71,542
2020-12-31 Van Houweling Tara Principal Accounting Officer Option exercise +1,257 $13.41 $17K 19,822
2020-12-31 Van Houweling Tara Principal Accounting Officer Returned to the company −1,257 $12.50 $16K 18,565
2020-12-31 Van Houweling Tara Principal Accounting Officer Option exercise · CFFN Phantom Stock 2017 −1,257 $13.41 $17K 0
2020-12-31 Van Houweling Tara Principal Accounting Officer Grant or award · CFFN Phantom Stock 2020 +615 $12.50 $8K 615

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