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CIK 0001009759 · Non-accelerated filer<br>Smaller reporting company

Capstone Energy Plus, Inc.

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Ticker
CEPL
Exchange
Nasdaq
Industry
Engines & Turbines
FY end
Mar 31
Incorporated
DE
Entity type
operating
EIN
954180883
Phone
818-734-5300
Business address
16640 STAGG STREET, VAN NUYS, CA, 91406
Former names
Capstone Green Energy Holdings, Inc., Capstone Green Energy Corp, CAPSTONE TURBINE CORP, CAPSTONE TURBINE Corp
  1. 4 Shares withheld for taxes Chief Revenue Officer gave up 2,761 shares (to pay taxes)
  2. 4 Shares withheld for taxes Chief Financial Officer gave up 2,485 shares (to pay taxes)
  3. 4 Shares withheld for taxes President & CEO gave up 6,085 shares (to pay taxes)
  4. 4 Grant or award Director acquired 10,917 shares (grant or award)
  5. 4 Grant or award Director acquired 10,917 shares (grant or award)
  6. 4 Grant or award Director acquired 10,917 shares (grant or award)
  7. 4 Grant or award Director acquired 10,917 shares (grant or award)
  8. 4 Shares withheld for taxes Director gave up 4,098 shares (to pay taxes)
  9. 4 Grant or award Director acquired 10,917 shares (grant or award)
  10. 4 Shares withheld for taxes Director gave up 4,332 shares (to pay taxes)
  11. 4 Shares withheld for taxes Chief Financial Officer gave up 245 shares (to pay taxes)
  12. 4 Open-market buy Director bought 187 shares at $4.27 ($798)
  13. 4 Open-market buy Director bought 2,529 shares at an average $4.01 ($10,137)
  14. 4 Open-market buy President & CEO bought 12,500 shares at $4.16 ($52,000)
  15. 4 Open-market buy Chief Financial Officer bought 1,230 shares at $4.10 ($5,043)
  16. 4 Grant or award Chief Accounting Officer acquired 2,548 shares (grant or award)
  17. 4 Grant or award Chief Financial Officer acquired 12,962 shares (grant or award)
  18. 4 Grant or award Chief Revenue Officer acquired 10,057 shares (grant or award)
  19. 4 Grant or award President & CEO acquired 21,583 shares (grant or award)
  20. 4 Shares withheld for taxes Chief Revenue Officer gave up 1,249 shares (to pay taxes)

Page 6 of 45 · 888 filings