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CIK 0001009759 · Non-accelerated filer<br>Smaller reporting company

Capstone Energy Plus, Inc.

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Ticker
CEPL
Exchange
Nasdaq
Industry
Engines & Turbines
FY end
Mar 31
Incorporated
DE
Entity type
operating
EIN
954180883
Phone
818-734-5300
Business address
16640 STAGG STREET, VAN NUYS, CA, 91406
Former names
Capstone Green Energy Holdings, Inc., Capstone Green Energy Corp, CAPSTONE TURBINE CORP, CAPSTONE TURBINE Corp
  1. 4 Grant or award Director acquired 27,777 shares (grant or award)
  2. 4 Grant or award Director acquired 27,777 shares (grant or award)
  3. 4 Grant or award Director acquired 27,777 shares (grant or award)
  4. 4 Grant or award Director acquired 27,777 shares (grant or award)
  5. 4 Grant or award Director acquired 27,777 shares (grant or award)
  6. 3 Insider Initial Statement of Ownership
  7. 4 Grant or award Director acquired 27,777 shares (grant or award)
  8. 4 Shares withheld for taxes Director gave up 1,925 shares (to pay taxes)
  9. 4 Shares withheld for taxes Director gave up 2,246 shares (to pay taxes)
  10. 4 Shares withheld for taxes Director gave up 1,797 shares (to pay taxes)
  11. 4 Shares withheld for taxes Director gave up 2,246 shares (to pay taxes)
  12. 4 Open-market sale Director sold 25 shares at $1.59 ($40)
  13. 4 Open-market buy Director bought 33,300 shares at an average $1.51 ($50,281)
  14. 4 Open-market buy CFO & CAO bought 1,000 shares at $1.47 ($1,470)
  15. 4 Open-market buy President & CEO bought 1,750 shares at $1.47 ($2,573)
  16. 4 Shares withheld for taxes EVP Sales & Marketing gave up 334 shares (to pay taxes)
  17. 4 Shares withheld for taxes President & CEO gave up 668 shares (to pay taxes)
  18. 4 Shares withheld for taxes CFO & CAO gave up 111 shares (to pay taxes)
  19. 4 Grant or award Director acquired 6,369 shares (grant or award)
  20. 4 Grant or award Director acquired 4,735 shares (grant or award)

Page 14 of 45 · 888 filings