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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 61 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-03-15 NICOLS JOHN J Director Option exercise +35,714 $1.97 $70K 819,679
2023-03-15 NICOLS JOHN J Director Sale −35,714 $4.09 $146K 783,965
2023-03-15 NICOLS JOHN J Director Option exercise · Stock Option (Right to Buy) −35,714 249,998
2023-03-08 Norrett Kevin Chief Operating Officer Sale −8,258 $4.56 $38K 89,102
2023-03-08 DILLY STEPHEN GEORGE See Remarks Sale −26,987 $4.56 $123K 380,399
2023-03-08 Fitzgerald Margaret Nell See remarks Sale −7,686 $4.56 $35K 69,586
2023-03-07 Norrett Kevin Chief Operating Officer Sale −8,596 $4.60 $40K 97,360
2023-03-07 DILLY STEPHEN GEORGE See Remarks Sale −28,088 $4.60 $129K 407,386
2023-03-07 Fitzgerald Margaret Nell See remarks Sale −8,000 $4.60 $37K 77,272
2023-02-24 NICOLS JOHN J Director Option exercise +35,714 $1.97 $70K 819,679
2023-02-24 NICOLS JOHN J Director Sale −35,714 $4.83 $173K 783,965
2023-02-24 NICOLS JOHN J Director Option exercise · Stock Option (Right to Buy) −35,714 285,712
2023-02-23 NICOLS JOHN J Director Sale −39,785 $5.36 $213K 783,965
2023-02-21 Norrett Kevin Chief Operating Officer Grant or award +22,500 22,500
2023-02-21 Norrett Kevin Chief Operating Officer Grant or award · Stock Option (Right to Buy) +67,500 67,500
2023-02-21 Fitzgerald Margaret Nell See remarks Grant or award +8,000 8,000
2023-02-21 Fitzgerald Margaret Nell See remarks Grant or award · Stock Option (Right to Buy) +25,000 25,000
2023-02-21 DILLY STEPHEN GEORGE See Remarks Grant or award +112,500 146,474
2023-02-21 DILLY STEPHEN GEORGE See Remarks Grant or award · Stock Option (Right to Buy) +337,500 337,500
2023-02-10 Ryali Sriram Chief Financial Officer Grant or award +111,791 111,791

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