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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Erbez Georgia −$9K See Remarks sold 9% of stake
  2. MOORE ALISON −$9K President and CEO sold 3% of stake
  3. De Vre Raymond −$1K Director sold 1% of stake

Reading 61 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-09-08 Fitzgerald Margaret Nell See Remarks Purchase +11,834 $1.70 $20K 81,420
2023-09-08 DILLY STEPHEN GEORGE See Remarks Purchase +58,479 $1.73 $101K 438,878
2023-06-13 Aaker Jennifer Director Grant or award +34,602 66,211
2023-06-13 Martinborough Esther Director Grant or award +34,602 57,933
2023-06-13 WOLF DENNIS P Director Grant or award +34,602 76,800
2023-06-13 Dorgan Byron L Director Grant or award +34,602 213,461
2023-06-13 MOORE ALISON Director Grant or award +34,602 68,576
2023-06-13 PARKER H STEWART Director Grant or award +34,602 72,480
2023-06-13 Singhvi Rahul Director Grant or award +34,602 65,949
2023-06-13 Smith David V Director Gift −11,273 0
2023-06-13 Smith David V Director Grant or award +34,602 34,602
2023-04-18 NICOLS JOHN J Director Option exercise 10b5-1 +35,714 $1.97 $70K 819,679
2023-04-18 NICOLS JOHN J Director Sale 10b5-1 −35,714 $4.14 $148K 783,965
2023-04-18 NICOLS JOHN J Director Option exercise · Stock Option (Right to Buy) 10b5-1 −35,714 142,856
2023-04-17 NICOLS JOHN J Director Option exercise 10b5-1 +35,714 $1.97 $70K 819,679
2023-04-17 NICOLS JOHN J Director Sale 10b5-1 −35,714 $4.24 $151K 783,965
2023-04-17 NICOLS JOHN J Director Option exercise · Stock Option (Right to Buy) 10b5-1 −35,714 178,570
2023-03-16 NICOLS JOHN J Director Option exercise +35,714 $1.97 $70K 819,679
2023-03-16 NICOLS JOHN J Director Sale −35,714 $4.11 $147K 783,965
2023-03-16 NICOLS JOHN J Director Option exercise · Stock Option (Right to Buy) −35,714 214,284

Page 8 of 36 · 712 trades