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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 61 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-09-18 Opaleye Management Inc. 10% owner Purchase +6,000 $3.16 $19K 205,000
2024-06-11 Smith David V Director Grant or award +30,120 64,722
2024-06-11 WOLF DENNIS P Director Grant or award +30,120 106,920
2024-06-11 Singhvi Rahul Director Grant or award +30,120 96,069
2024-06-11 PARKER H STEWART Director Grant or award +30,120 102,600
2024-06-11 MOORE ALISON Director Grant or award +30,120 98,696
2024-06-11 Martinborough Esther Director Grant or award +30,120 88,053
2024-06-11 Dorgan Byron L Director Grant or award +30,120 223,581
2024-01-01 Ryali Sriram Chief Financial Officer Grant or award +52,350 175,791
2024-01-01 Ryali Sriram Chief Financial Officer Grant or award · Stock Option (Right to Buy) +314,125 314,125
2024-01-01 Norrett Kevin Chief Operating Officer Grant or award +52,350 150,452
2024-01-01 Norrett Kevin Chief Operating Officer Grant or award · Stock Option (Right to Buy) +314,125 314,125
2024-01-01 Fitzgerald Margaret Nell See Remarks Grant or award +52,350 133,770
2024-01-01 Fitzgerald Margaret Nell See Remarks Grant or award · Stock Option (Right to Buy) +314,125 314,125
2024-01-01 DILLY STEPHEN GEORGE See Remarks Grant or award +143,425 582,303
2024-01-01 DILLY STEPHEN GEORGE See Remarks Grant or award · Stock Option (Right to Buy) +860,500 860,500
2023-11-15 Dorgan Byron L Director Sale −20,000 $2.11 $42K 193,461
2023-11-09 Singhvi Rahul Director Grant or award · Stock Option (Right to Buy) +10,000 10,000
2023-09-11 Norrett Kevin Chief Operating Officer Purchase +9,000 $1.72 $15K 98,102
2023-09-08 Ryali Sriram Chief Financial Officer Purchase +11,650 $1.70 $20K 123,441

Page 7 of 36 · 712 trades