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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 61 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-02-05 Erbez Georgia Chief Financial Officer Grant or award · Stock Option (Right to Buy) +161,250 161,250
2025-02-05 DILLY STEPHEN GEORGE See Remarks Grant or award +88,750 673,053
2025-02-05 DILLY STEPHEN GEORGE See Remarks Grant or award · Stock Option (Right to Buy) +532,500 532,500
2025-01-31 Opaleye Management Inc. 10% owner Purchase +45,000 $4.29 $193K 8,655,000
2025-01-30 Opaleye Management Inc. 10% owner Purchase +20,000 $4.49 $90K 8,610,000
2025-01-14 Richards Christos Director Grant or award +44,150 44,150
2024-12-31 Opaleye Management Inc. 10% owner Purchase +10,000 $4.66 $47K 8,590,000
2024-12-30 Opaleye Management Inc. 10% owner Purchase +35,000 $4.70 $164K 8,580,000
2024-11-07 De Vre Raymond Director Grant or award +47,846 47,846
2024-10-25 Opaleye Management Inc. 10% owner Purchase +25,000 $2.91 $73K 8,545,000
2024-10-10 MOORE ALISON Chief Technical Officer Grant or award +50,000 148,696
2024-10-10 MOORE ALISON Chief Technical Officer Grant or award · Stock Option (Right to Buy) +300,000 300,000
2024-10-10 Erbez Georgia Chief Financial Officer Grant or award +50,000 50,000
2024-10-10 Erbez Georgia Chief Financial Officer Grant or award · Stock Option (Right to Buy) +300,000 300,000
2024-09-25 Opaleye Management Inc. 10% owner Purchase +5,000 $2.86 $14K 8,520,000
2024-09-24 Opaleye Management Inc. 10% owner Purchase +80,000 $2.94 $235K 8,515,000
2024-09-23 Opaleye Management Inc. 10% owner Purchase +45,000 $2.94 $132K 8,435,000
2024-09-20 Opaleye Management Inc. 10% owner Purchase +1,010,000 $3.01 $3.0M 8,390,000
2024-09-20 Opaleye Management Inc. 10% owner Purchase +45,000 $3.01 $135K 250,000
2024-09-18 Opaleye Management Inc. 10% owner Purchase +55,000 $3.16 $174K 7,380,000

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