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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Erbez Georgia −$9K See Remarks sold 9% of stake
  2. MOORE ALISON −$9K President and CEO sold 3% of stake
  3. De Vre Raymond −$1K Director sold 1% of stake
Date Insider Transaction Shares Price Value Owned after
2010-04-27 BARUCH THOMAS R Director Conversion · Series D Preferred Stock −950,638 0
2010-04-27 BARUCH THOMAS R Director Conversion · Series E Preferred Stock −371,043 0
2010-04-27 BARUCH THOMAS R Director Other disposition · Warrant to Purchase Series D Preferred Stock −5,730 0
2010-04-27 BARUCH THOMAS R Director Other acquisition · Warrant to Purchase Common Stock +5,730 5,730
2010-04-27 BARUCH THOMAS R Director Other disposition · Warrant to Purchase Series D Preferred Stock −86,718 0
2010-04-27 BARUCH THOMAS R Director Other acquisition · Warrant to Purchase Common Stock +86,718 86,718
2010-04-27 CMEA VENTURES LIFE SCIENCES 2000 LP 10% owner Conversion +93,727 93,727
2010-04-27 CMEA VENTURES LIFE SCIENCES 2000 LP 10% owner Conversion +62,815 156,542
2010-04-27 CMEA VENTURES LIFE SCIENCES 2000 LP 10% owner Conversion +24,525 181,067
2010-04-27 CMEA VENTURES LIFE SCIENCES 2000 LP 10% owner Conversion +1,418,477 1,418,477
2010-04-27 CMEA VENTURES LIFE SCIENCES 2000 LP 10% owner Conversion +950,638 2,369,115
2010-04-27 CMEA VENTURES LIFE SCIENCES 2000 LP 10% owner Conversion +371,043 2,740,158
2010-04-27 CMEA VENTURES LIFE SCIENCES 2000 LP 10% owner Conversion · Series B Preferred Stock −93,727 0
2010-04-27 CMEA VENTURES LIFE SCIENCES 2000 LP 10% owner Conversion · Series D Preferred Stock −62,815 0
2010-04-27 CMEA VENTURES LIFE SCIENCES 2000 LP 10% owner Conversion · Series E Preferred Stock −24,525 0
2010-04-27 CMEA VENTURES LIFE SCIENCES 2000 LP 10% owner Conversion · Series B Preferred Stock −1,418,477 0
2010-04-27 CMEA VENTURES LIFE SCIENCES 2000 LP 10% owner Conversion · Series D Preferred Stock −950,638 0
2010-04-27 CMEA VENTURES LIFE SCIENCES 2000 LP 10% owner Conversion · Series E Preferred Stock −371,043 0
2010-04-27 CMEA VENTURES LIFE SCIENCES 2000 LP 10% owner Other disposition · Warrant to Purchase Series D Preferred Stock −5,730 0
2010-04-27 CMEA VENTURES LIFE SCIENCES 2000 LP 10% owner Other acquisition · Warrant to Purchase Common Stock +5,730 5,730

Page 43 of 44 · 862 trades