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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Erbez Georgia −$9K See Remarks sold 9% of stake
  2. MOORE ALISON −$9K President and CEO sold 3% of stake
  3. De Vre Raymond −$1K Director sold 1% of stake
Date Insider Transaction Shares Price Value Owned after
2010-04-27 SULAT JAMES R Director Conversion +4,040,404 4,707,070
2010-04-27 SULAT JAMES R Director Conversion +1,080,146 5,787,216
2010-04-27 SULAT JAMES R Director Conversion +169,892 5,957,108
2010-04-27 SULAT JAMES R Director Conversion · Series A Preferred Stock −4,040,404 0
2010-04-27 SULAT JAMES R Director Conversion · Series B Preferred Stock −1,080,146 0
2010-04-27 SULAT JAMES R Director Conversion · Series D Preferred Stock −169,892 0
2010-04-27 SULAT JAMES R Director Other disposition · Warrant to Purchase Series D Preferred Stock −30,816 0
2010-04-27 SULAT JAMES R Director Other acquisition · Warrant to Purchase Common Stock +30,816 30,816
2010-04-27 Biomedical Sciences Investment Fund Pte Ltd. 10% owner Conversion +3,358,522 3,358,522
2010-04-27 Biomedical Sciences Investment Fund Pte Ltd. 10% owner Conversion · Series D Preferred Stock −3,358,522 0
2010-04-27 BARUCH THOMAS R Director Conversion +93,727 93,727
2010-04-27 BARUCH THOMAS R Director Conversion +62,815 156,542
2010-04-27 BARUCH THOMAS R Director Conversion +24,525 181,067
2010-04-27 BARUCH THOMAS R Director Conversion +1,418,477 1,418,477
2010-04-27 BARUCH THOMAS R Director Conversion +950,638 2,369,115
2010-04-27 BARUCH THOMAS R Director Conversion +371,043 2,740,158
2010-04-27 BARUCH THOMAS R Director Conversion · Series B Preferred Stock −93,727 0
2010-04-27 BARUCH THOMAS R Director Conversion · Series D Preferred Stock −62,815 0
2010-04-27 BARUCH THOMAS R Director Conversion · Series E Preferred Stock −24,525 0
2010-04-27 BARUCH THOMAS R Director Conversion · Series B Preferred Stock −1,418,477 0

Page 42 of 44 · 862 trades