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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Erbez Georgia −$9K See Remarks sold 9% of stake
  2. MOORE ALISON −$9K President and CEO sold 3% of stake
  3. De Vre Raymond −$1K Director sold 1% of stake
Date Insider Transaction Shares Price Value Owned after
2010-08-10 Lawson Robert J SVP and CFO Purchase +2,000 $8.00 $16K 2,000
2010-08-10 Sarret Joseph J. CBO, President Pharmaceuticals Purchase +2,000 $7.99 $16K 2,000
2010-08-10 Sheehy Douglas T. SVP, Gen Counsel and Sec. Purchase +1,000 $7.99 $8K 1,000
2010-08-10 SHAW ALAN President and CEO Purchase +2,000 $8.00 $16K 52,000
2010-05-12 SHAW ALAN President and CEO Option exercise +50,000 $0.60 $30K 50,000
2010-05-12 SHAW ALAN President and CEO Option exercise · Stock Option (right to buy) −50,000 283,333
2010-04-27 MAXYGEN INC 10% owner Conversion +4,040,404 4,707,070
2010-04-27 MAXYGEN INC 10% owner Conversion +1,080,146 5,787,216
2010-04-27 MAXYGEN INC 10% owner Conversion +169,892 5,957,108
2010-04-27 MAXYGEN INC 10% owner Conversion · Series A Preferred Stock −4,040,404 0
2010-04-27 MAXYGEN INC 10% owner Conversion · Series B Preferred Stock −1,080,146 0
2010-04-27 MAXYGEN INC 10% owner Conversion · Series D Preferred Stock −169,892 0
2010-04-27 MAXYGEN INC 10% owner Other disposition · Warrant to Purchase Series D Preferred Stock −30,816 0
2010-04-27 MAXYGEN INC 10% owner Other acquisition · Warrant to Purchase Common Stock +30,816 30,816
2010-04-27 Equilon Enterprises LLC 10% owner Conversion +789,492 789,492
2010-04-27 Equilon Enterprises LLC 10% owner Conversion +2,410,412 3,199,904
2010-04-27 Equilon Enterprises LLC 10% owner Conversion +2,373,415 5,573,319
2010-04-27 Equilon Enterprises LLC 10% owner Conversion · Series D Preferred Stock −789,492 0
2010-04-27 Equilon Enterprises LLC 10% owner Conversion · Series E Preferred Stock −2,410,412 0
2010-04-27 Equilon Enterprises LLC 10% owner Conversion · Series F Preferred Stock −2,373,415 0

Page 41 of 44 · 862 trades