Sign in

CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

Sign in to watch
Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2011-02-11 SHAW ALAN President and CEO Option exercise · Stock Option (right to buy) −15,000 268,333
2011-01-26 SHAW ALAN President and CEO Grant or award +75,000 75,000
2011-01-26 SHAW ALAN President and CEO Grant or award · Stock Option (right to buy) +125,000 125,000
2011-01-26 Anton David L. SVP, Research and Development Grant or award +40,000 42,000
2011-01-26 Anton David L. SVP, Research and Development Grant or award · Stock Option (right to buy) +60,000 60,000
2011-01-26 Sheehy Douglas T. SVP, Gen Counsel and Sec. Grant or award +40,000 41,000
2011-01-26 Sheehy Douglas T. SVP, Gen Counsel and Sec. Grant or award · Stock Option (right to buy) +60,000 60,000
2011-01-26 Sarret Joseph J. CBO, President Pharmaceuticals Grant or award +40,000 42,000
2011-01-26 Sarret Joseph J. CBO, President Pharmaceuticals Grant or award · Stock Option (right to buy) +60,000 60,000
2011-01-26 Lawson Robert J SVP and CFO Grant or award +40,000 42,000
2011-01-26 Lawson Robert J SVP and CFO Grant or award · Stock Option (right to buy) +60,000 60,000
2010-12-14 MAXYGEN INC 10% owner Other disposition −5,445,274 524,643
2010-11-22 MAXYGEN INC 10% owner Option exercise +30,816 $5.96 $184K 5,987,924
2010-11-22 MAXYGEN INC 10% owner Shares withheld for taxes −18,007 $10.20 $184K 5,969,917
2010-11-22 MAXYGEN INC 10% owner Option exercise · Warrant to Purchase Common Stock −30,816 0
2010-08-27 BARUCH THOMAS R Director Purchase +2,500 $7.55 $19K 2,500
2010-08-24 Pasternack Bruce A Director Purchase +3,700 $7.56 $28K 10,000
2010-08-23 Pasternack Bruce A Director Purchase +4,000 $7.88 $32K 6,300
2010-08-12 Pasternack Bruce A Director Purchase +2,300 $7.95 $18K 2,300
2010-08-10 Anton David L. SVP, Research and Development Purchase +2,000 $7.99 $16K 2,000

Page 40 of 44 · 862 trades