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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2011-05-20 Equilon Enterprises LLC 10% owner Other disposition −5,573,319 5,573,319
2011-05-18 SHAW ALAN President and CEO Option exercise +50,000 $0.60 $30K 175,000
2011-05-18 SHAW ALAN President and CEO Option exercise · Stock Option (right to buy) −50,000 73,333
2011-05-11 Lawson Robert J SVP and CFO Purchase +2,000 $9.50 $19K 44,000
2011-05-10 SHAW ALAN President and CEO Option exercise +50,000 $0.60 $30K 125,000
2011-05-10 SHAW ALAN President and CEO Option exercise · Stock Option (right to buy) −50,000 123,333
2011-05-02 SHAW ALAN President and CEO Option exercise +15,000 $0.60 $9K 90,000
2011-05-02 SHAW ALAN President and CEO Sale −15,000 $10.44 $157K 75,000
2011-05-02 SHAW ALAN President and CEO Option exercise · Stock Option (right to buy) −15,000 173,333
2011-04-01 SHAW ALAN President and CEO Option exercise +15,000 $0.60 $9K 90,000
2011-04-01 SHAW ALAN President and CEO Sale −15,000 $12.07 $181K 75,000
2011-04-01 SHAW ALAN President and CEO Option exercise · Stock Option (right to buy) −15,000 188,333
2011-03-07 SHAW ALAN President and CEO Option exercise +50,000 $0.60 $30K 125,000
2011-03-07 SHAW ALAN President and CEO Option exercise · Stock Option (right to buy) −50,000 203,333
2011-03-01 SHAW ALAN President and CEO Option exercise +15,000 $0.60 $9K 90,000
2011-03-01 SHAW ALAN President and CEO Sale −15,000 $10.65 $160K 75,000
2011-03-01 SHAW ALAN President and CEO Option exercise · Stock Option (right to buy) −15,000 253,333
2011-02-17 Dorgan Byron L Director Grant or award · Stock Option (right to buy) +100,000 100,000
2011-02-11 SHAW ALAN President and CEO Option exercise +15,000 $0.60 $9K 90,000
2011-02-11 SHAW ALAN President and CEO Sale −15,000 $10.46 $157K 75,000

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