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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2011-12-14 SHAW ALAN President and CEO Sale −30,000 $5.26 $158K 255,846
2011-12-13 SHAW ALAN President and CEO Sale −7,820 $5.33 $42K 285,846
2011-07-07 SHAW ALAN President and CEO Option exercise +13,750 $0.60 $8K 88,750
2011-07-07 SHAW ALAN President and CEO Sale −13,750 $10.14 $139K 75,000
2011-07-07 SHAW ALAN President and CEO Option exercise · Stock Option (right to buy) −13,750 43,333
2011-07-06 SHAW ALAN President and CEO Option exercise +1,250 $0.60 $750 76,250
2011-07-06 SHAW ALAN President and CEO Sale −1,250 $10.01 $13K 75,000
2011-07-06 SHAW ALAN President and CEO Option exercise · Stock Option (right to buy) −1,250 57,083
2011-06-08 BARUCH THOMAS R Director Grant or award · Stock Option (right to buy) +20,000 20,000
2011-06-08 WOLF DENNIS P Director Grant or award · Stock Option (right to buy) +20,000 20,000
2011-06-08 Karsner Alexander Director Grant or award · Stock Option (right to buy) +20,000 20,000
2011-06-08 KELLEY BERNARD J Director Grant or award · Stock Option (right to buy) +20,000 20,000
2011-06-02 SHAW ALAN President and CEO Option exercise +9,600 $0.60 $6K 84,600
2011-06-02 SHAW ALAN President and CEO Sale −9,600 $10.37 $100K 75,000
2011-06-02 SHAW ALAN President and CEO Option exercise · Stock Option (right to buy) −9,600 58,333
2011-06-01 SHAW ALAN President and CEO Option exercise +5,400 $0.60 $3K 80,400
2011-06-01 SHAW ALAN President and CEO Sale −5,400 $10.41 $56K 75,000
2011-06-01 SHAW ALAN President and CEO Option exercise · Stock Option (right to buy) −5,400 67,933
2011-06-01 Ispagnac Participacoes Ltda. 10% owner Other disposition −5,573,319 5,573,319
2011-05-31 Shell Brazil Holding B.V. 10% owner Other disposition −5,573,319 5,573,319

Page 38 of 44 · 862 trades