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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2012-06-06 Dorgan Byron L Director Grant or award · Stock Option (Right to Buy) +20,000 20,000
2012-06-06 Karsner Alexander Director Grant or award · Stock Option (Right to Buy) +20,000 20,000
2012-06-06 KELLEY BERNARD J Director Grant or award · Stock Option (Right to Buy) +20,000 20,000
2012-06-06 WOLF DENNIS P Director Grant or award · Stock Option (Right to Buy) +20,000 20,000
2012-06-01 Strumph Peter M Interim President and CEO Grant or award +3,300 60,756
2012-06-01 Dowd Brian Paul Interim CFO Grant or award +1,650 28,310
2012-05-01 Strumph Peter M Interim President and CEO Grant or award +2,717 57,456
2012-05-01 Dowd Brian Paul Interim CFO Grant or award +1,358 26,660
2012-04-01 Strumph Peter M Interim President and CEO Grant or award +2,739 54,739
2012-04-01 Dowd Brian Paul Interim CFO Grant or award +1,369 25,302
2012-03-07 Sheehy Douglas T. SVP, General Counsel & Sec. Grant or award +32,000 73,000
2012-03-07 Sheehy Douglas T. SVP, General Counsel & Sec. Grant or award · Stock Option (right to buy) +59,000 59,000
2012-03-07 Anton David L. CTO & SVP, Process Development Grant or award +32,000 74,000
2012-03-07 Anton David L. CTO & SVP, Process Development Grant or award · Stock Option (right to buy) −59,000 59,000
2012-03-07 Sarret Joseph J. SVP and CBO Grant or award +32,000 74,000
2012-03-07 Sarret Joseph J. SVP and CBO Grant or award · Stock Option (right to buy) +59,000 59,000
2012-03-07 Strumph Peter M Interim President and CEO Grant or award +32,000 52,000
2012-03-07 Strumph Peter M Interim President and CEO Grant or award · Stock Option (right to buy) −59,000 59,000
2011-12-16 SHAW ALAN President and CEO Sale −23,846 $5.25 $125K 202,000
2011-12-15 SHAW ALAN President and CEO Sale −30,000 $5.30 $159K 225,846

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