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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 61 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2014-01-02 BARUCH THOMAS R Director Grant or award +35,416 81,019
2013-11-13 Sheehy Douglas T. SVP, General Counsel & Sec. Grant or award +140,000 246,685
2013-09-04 O'Toole David D SVP & Chief Financial Officer Shares withheld for taxes −4,697 $1.76 $8K 110,687
2013-06-13 NICOLS JOHN J President & CEO Shares withheld for taxes −70,463 $2.17 $153K 840,537
2013-05-16 Tobin Matthew SVP, Research & Development Option exercise +3,033 $0.60 $2K 78,707
2013-05-16 Tobin Matthew SVP, Research & Development Option exercise · Stock Option (Right to Buy) −3,033 0
2013-03-08 NICOLS JOHN J President & CEO Purchase +27,000 $2.42 $65K 911,000
2013-03-07 NICOLS JOHN J President & CEO Purchase +27,000 $2.27 $61K 884,000
2013-03-06 NICOLS JOHN J President & CEO Purchase +27,000 $2.16 $58K 857,000
2013-03-04 O'Toole David D SVP & Chief Financial Officer Purchase +10,000 $2.02 $20K 115,384
2013-02-10 Tobin Matthew SVP, Research & Development Shares withheld for taxes −2,743 $2.31 $6K 75,674
2013-02-10 Sheehy Douglas T. SVP, General Counsel & Sec. Shares withheld for taxes −7,899 $2.31 $18K 106,685
2013-02-10 Anton David L. SVP, BioIndustrials Shares withheld for taxes −7,899 $2.31 $18K 93,777
2013-01-24 WOLF DENNIS P Director Grant or award +43,103 43,103
2013-01-24 KELLEY BERNARD J Director Grant or award +43,103 68,101
2013-01-24 Karsner Alexander Director Grant or award +43,103 43,103
2013-01-24 Dorgan Byron L Director Grant or award +43,103 43,103
2013-01-24 BARUCH THOMAS R Director Grant or award +43,103 45,603
2013-01-24 Seufer-Wasserthal Peter SVP, Pharmaceuticals Grant or award +38,064 93,064
2013-01-24 Seufer-Wasserthal Peter SVP, Pharmaceuticals Grant or award · Stock Option (right to buy) +65,886 65,886

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