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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 61 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2014-07-01 Lalonde James SVP, R&D Option exercise · Stock Option (Right to Buy) −27,350 0
2014-06-13 NICOLS JOHN J President and CEO Shares withheld for taxes −70,463 $1.48 $104K 770,074
2014-06-13 NICOLS JOHN J President and CEO Shares withheld for taxes −70,571 $1.48 $104K 769,966
2014-06-11 BARUCH THOMAS R Director Grant or award +57,432 138,451
2014-06-11 KELLEY BERNARD J Director Grant or award +57,432 160,949
2014-06-11 Yang Patrick Y Director Grant or award +57,432 129,515
2014-06-11 Dorgan Byron L Director Grant or award +57,432 135,951
2014-06-11 WOLF DENNIS P Director Grant or award +57,432 135,951
2014-03-10 Lalonde James SVP, R&D Shares withheld for taxes −6,583 $1.99 $13K 135,223
2014-02-24 Lalonde James SVP, R&D Grant or award · Stock Option (Right to Buy) +75,000 75,000
2014-02-24 Sheehy Douglas T. See Remarks Grant or award · Stock Option (Right to Buy) +140,000 140,000
2014-02-24 NICOLS JOHN J President and CEO Grant or award · Stock Option (Right to Buy) +500,000 500,000
2014-02-22 Yang Patrick Y Director Grant or award +52,083 72,083
2014-02-19 Sheehy Douglas T. See Remarks Shares withheld for taxes −12,879 $1.79 $23K 233,806
2014-02-10 Lalonde James SVP, R&D Shares withheld for taxes −5,154 $1.79 $9K 141,806
2014-02-10 Lalonde James SVP, R&D Shares withheld for taxes +5,154 $1.79 $9K 141,806
2014-01-02 WOLF DENNIS P Director Grant or award +35,416 78,519
2014-01-02 KELLEY BERNARD J Director Grant or award +35,416 103,517
2014-01-02 Karsner Alexander Director Grant or award +35,416 78,519
2014-01-02 Dorgan Byron L Director Grant or award +35,416 78,519

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