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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 61 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2015-02-11 NICOLS JOHN J President and CEO Grant or award · Stock Option (Right to Buy) +306,000 306,000
2015-02-11 Sheehy Douglas T. See Remarks Grant or award +42,400 239,172
2015-02-11 Sheehy Douglas T. See Remarks Grant or award · Stock Option (Right to Buy) +140,000 140,000
2015-02-10 Lalonde James SVP, R&D Shares withheld for taxes −5,154 $3.59 $19K 145,088
2015-02-10 NICOLS JOHN J President and CEO Shares withheld for taxes −8,786 $3.59 $32K 761,288
2015-02-10 Sheehy Douglas T. See Remarks Shares withheld for taxes −12,373 $3.59 $44K 196,772
2014-11-18 Yang Patrick Y Director Purchase +20,000 $2.35 $47K 229,515
2014-11-17 Yang Patrick Y Director Purchase +20,000 $2.34 $47K 209,515
2014-11-10 BARUCH THOMAS R Director Other disposition −2,740,158 0
2014-11-10 BARUCH THOMAS R Director Other disposition −181,067 0
2014-11-10 CMEA VENTURES LIFE SCIENCES 2000 LP Director Sale −2,740,158 $2.37 $6.5M 0
2014-11-10 CMEA VENTURES LIFE SCIENCES 2000 LP Director Sale −181,067 $2.37 $429K 0
2014-10-30 Cheng Pam P. Director Grant or award +39,215 39,215
2014-09-18 Glaub Kathleen Sereda Director Grant or award +43,478 43,478
2014-08-18 SANGSTER GORDON SVP & Chief Financial Officer Grant or award +50,000 50,000
2014-08-18 SANGSTER GORDON SVP & Chief Financial Officer Grant or award · Stock Option (right to buy) +115,000 115,000
2014-08-12 Yang Patrick Y Director Purchase +60,000 $2.22 $133K 189,515
2014-08-10 Sheehy Douglas T. See Remarks Shares withheld for taxes −24,661 $2.13 $53K 209,145
2014-08-10 Lalonde James SVP, R&D Shares withheld for taxes −12,331 $2.13 $26K 150,242
2014-07-01 Lalonde James SVP, R&D Option exercise +27,350 $0.68 $19K 162,573

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