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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 61 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2015-06-15 WOLF DENNIS P Director Sale −17,708 $4.07 $72K 121,266
2015-06-13 NICOLS JOHN J President and CEO Shares withheld for taxes −94,281 $4.10 $387K 838,218
2015-06-12 WOLF DENNIS P Director Sale −17,708 $4.13 $73K 138,974
2015-06-10 Yang Patrick Y Director Grant or award +20,731 250,246
2015-06-10 Cheng Pam P. Director Grant or award +20,731 59,946
2015-06-10 Glaub Kathleen Sereda Director Grant or award +20,731 64,209
2015-06-10 BARUCH THOMAS R Director Grant or award +20,731 159,182
2015-06-10 WOLF DENNIS P Director Grant or award +20,731 156,682
2015-06-10 Dorgan Byron L Director Grant or award +20,731 156,682
2015-06-10 KELLEY BERNARD J Director Grant or award +20,731 181,680
2015-05-10 Sheehy Douglas T. See Remarks Shares withheld for taxes −26,306 $4.26 $112K 204,899
2015-05-10 Lalonde James SVP, R&D Shares withheld for taxes −13,153 $4.26 $56K 150,786
2015-03-05 Sheehy Douglas T. See Remarks Shares withheld for taxes −7,967 $3.99 $32K 231,205
2015-03-05 NICOLS JOHN J President and CEO Shares withheld for taxes −40,789 $3.99 $163K 932,499
2015-03-05 Lalonde James SVP, R&D Shares withheld for taxes −4,999 $3.99 $20K 163,939
2015-02-11 Lalonde James SVP, R&D Grant or award +23,850 168,938
2015-02-11 Lalonde James SVP, R&D Grant or award · Stock Option (Right to Buy) +70,000 70,000
2015-02-11 SANGSTER GORDON SVP & Chief Financial Officer Grant or award +26,500 76,500
2015-02-11 SANGSTER GORDON SVP & Chief Financial Officer Grant or award · Stock Option (Right to Buy) +133,000 133,000
2015-02-11 NICOLS JOHN J President and CEO Grant or award +212,000 973,288

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