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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 61 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2016-02-19 NICOLS JOHN J President and CEO Grant or award +259,840 1,089,524
2016-02-19 NICOLS JOHN J President and CEO Grant or award · Stock Option (Right to Buy) +211,000 211,000
2016-02-19 SANGSTER GORDON SVP & Chief Financial Officer Grant or award +76,096 152,596
2016-02-19 SANGSTER GORDON SVP & Chief Financial Officer Grant or award · Stock Option (Right to Buy) +123,000 123,000
2016-02-10 Sheehy Douglas T. See Remarks Shares withheld for taxes −9,517 $3.93 $37K 195,382
2016-02-10 NICOLS JOHN J President and CEO Shares withheld for taxes −8,534 $3.93 $34K 829,684
2016-02-10 Lalonde James SVP, R&D Shares withheld for taxes −3,964 $3.93 $16K 164,047
2015-11-11 Lalonde James SVP, R&D Option exercise +16,391 $1.05 $17K 173,816
2015-11-11 Lalonde James SVP, R&D Sale −5,805 $3.52 $20K 168,011
2015-11-11 Lalonde James SVP, R&D Option exercise · Stock Option (Right to Buy) −16,391 0
2015-11-10 Lalonde James SVP, R&D Option exercise +10,275 $1.05 $11K 161,061
2015-11-10 Lalonde James SVP, R&D Sale −3,636 $3.52 $13K 157,425
2015-11-10 Lalonde James SVP, R&D Option exercise · Stock Option (Right to Buy) −10,275 16,391
2015-09-11 Yang Patrick Y Director Purchase +10,000 $3.47 $35K 290,246
2015-09-10 KELLEY BERNARD J Director Option exercise +16,666 $1.05 $17K 198,346
2015-09-10 KELLEY BERNARD J Director Sale −5,200 $3.45 $18K 193,146
2015-09-10 KELLEY BERNARD J Director Option exercise · Stock Option (Right to Buy) −16,666 0
2015-08-24 Yang Patrick Y Director Purchase +10,000 $3.84 $38K 280,246
2015-08-21 Yang Patrick Y Director Purchase +10,000 $3.98 $40K 348,234
2015-08-14 Yang Patrick Y Director Purchase +20,000 $3.97 $79K 270,246

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