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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Erbez Georgia −$9K See Remarks sold 9% of stake
  2. MOORE ALISON −$9K President and CEO sold 3% of stake
  3. De Vre Raymond −$1K Director sold 1% of stake

Reading 61 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2016-08-03 VIVO VENTURES VII, LLC 10% owner Sale −29,360 $4.30 $126K 5,425,079
2016-08-03 VIVO VENTURES VII, LLC 10% owner Sale −640 $4.30 $3K 118,240
2016-06-15 BARUCH THOMAS R Director Grant or award +20,094 179,276
2016-06-15 Yang Patrick Y Director Grant or award +20,094 310,340
2016-06-15 Cheng Pam P. Director Grant or award +20,094 80,040
2016-06-15 Glaub Kathleen Sereda Director Grant or award +20,094 84,303
2016-06-15 WOLF DENNIS P Director Grant or award +20,094 141,360
2016-06-15 Smith David V Director Grant or award +20,094 44,785
2016-06-15 Dorgan Byron L Director Grant or award +20,094 176,776
2016-06-15 KELLEY BERNARD J Director Grant or award +20,094 213,240
2016-06-13 NICOLS JOHN J President and CEO Shares withheld for taxes −97,838 $4.08 $399K 901,319
2016-03-05 SANGSTER GORDON SVP & Chief Financial Officer Shares withheld for taxes −20,101 $3.66 $74K 132,495
2016-03-05 Lalonde James SVP, R&D Shares withheld for taxes −12,478 $3.66 $46K 191,473
2016-03-05 Sheehy Douglas T. See Remarks Shares withheld for taxes −27,573 $3.66 $101K 247,617
2016-03-05 NICOLS JOHN J President and CEO Shares withheld for taxes −90,367 $3.66 $331K 999,157
2016-03-01 Smith David V Director Grant or award +24,691 24,691
2016-02-19 Sheehy Douglas T. See Remarks Grant or award +79,808 275,190
2016-02-19 Sheehy Douglas T. See Remarks Grant or award · Stock Option (Right to Buy) +123,000 123,000
2016-02-19 Lalonde James SVP, R&D Grant or award +39,904 203,951
2016-02-19 Lalonde James SVP, R&D Grant or award · Stock Option (Right to Buy) +77,000 77,000

Page 30 of 36 · 712 trades