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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
  1. 4 Derivatives Options or other derivatives
  2. 4 Derivatives Options or other derivatives
  3. 144 Insider Sale of Securities
  4. 4 Open-market sale Chief Scientific Officer sold 2,492 shares at $1.31 ($3,257)
  5. 4 Open-market sale See Remarks sold 3,826 shares at $1.31 ($5,001)
  6. 4 Open-market sale President and CEO sold 3,826 shares at $1.31 ($5,001)
  7. 144 Insider Sale of Securities
  8. 144 Insider Sale of Securities
  9. SCHEDULE 13G/A Stake Statement of Beneficial Ownership
  10. 144 Insider Sale of Securities
  11. SCHEDULE 13G/A Stake Statement of Beneficial Ownership
  12. 4 Open-market sale CSO sold 4,685 shares at $1.70 ($7,950)
  13. 144 Insider Sale of Securities
  14. 4/A Open-market sale 10% owner sold 514,341 shares at an average $1.71 ($877,846)
  15. 4/A Open-market sale 10% owner sold 1,063,211 shares at an average $1.76 ($1,868,198)
  16. SCHEDULE 13G/A Stake Statement of Beneficial Ownership
  17. 4 Open-market sale 10% owner sold 366,023 shares at an average $1.69 ($619,580)
  18. 4 Open-market sale Director sold 8,952 shares at $1.56 ($13,988)
  19. 144 Insider Sale of Securities
  20. 4 Grant or award President and CEO acquired 85,000 shares (grant or award)

Page 3 of 51 · 1,017 filings