Sign in

CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

Sign in to watch
Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Erbez Georgia −$9K See Remarks sold 9% of stake
  2. MOORE ALISON −$9K President and CEO sold 3% of stake
  3. De Vre Raymond −$1K Director sold 1% of stake

Reading 61 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2017-01-16 SANGSTER GORDON SVP & Chief Financial Officer Grant or award +105,302 231,533
2017-01-05 Lalonde James SVP, R&D Option exercise +6,666 $2.45 $16K 198,139
2017-01-05 Lalonde James SVP, R&D Option exercise · Stock Option (Right to Buy) −6,666 0
2016-11-15 Yang Patrick Y Director Purchase +10,000 $4.83 $48K 320,340
2016-10-16 Aldridge Michael D. See Remarks Grant or award · Stock Option (Right to Buy) +250,000 250,000
2016-09-08 VIVO VENTURES VII, LLC 10% owner Sale −109,219 $4.25 $464K 5,181,885
2016-09-08 VIVO VENTURES VII, LLC 10% owner Sale −2,381 $4.25 $10K 112,940
2016-08-29 WOLF DENNIS P Director Sale −9,000 $4.19 $38K 123,360
2016-08-26 WOLF DENNIS P Director Sale −9,000 $4.25 $38K 132,360
2016-08-24 KELLEY BERNARD J Director Option exercise +21,666 $2.45 $53K 234,906
2016-08-24 KELLEY BERNARD J Director Sale −12,643 $4.26 $54K 222,263
2016-08-24 KELLEY BERNARD J Director Option exercise · Stock Option (Right to Buy) −16,666 0
2016-08-24 KELLEY BERNARD J Director Option exercise · Stock Option (Right to Buy) −5,000 0
2016-08-18 SANGSTER GORDON SVP & Chief Financial Officer Shares withheld for taxes −6,264 $4.15 $26K 126,231
2016-08-16 VIVO VENTURES VII, LLC 10% owner Sale −36,107 $4.21 $152K 5,291,104
2016-08-16 VIVO VENTURES VII, LLC 10% owner Sale −787 $4.21 $3K 115,321
2016-08-15 VIVO VENTURES VII, LLC 10% owner Sale −48,934 $4.27 $209K 5,327,211
2016-08-15 VIVO VENTURES VII, LLC 10% owner Sale −1,066 $4.27 $5K 116,108
2016-08-04 VIVO VENTURES VII, LLC 10% owner Sale −48,934 $4.17 $204K 5,376,145
2016-08-04 VIVO VENTURES VII, LLC 10% owner Sale −1,066 $4.17 $4K 117,174

Page 29 of 36 · 712 trades