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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 61 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-03-22 NICOLS JOHN J President and CEO Sale −6,311 $11.91 $75K 1,072,679
2018-03-22 NICOLS JOHN J President and CEO Option exercise · Stock Option (Right to Buy) +6,311 393,689
2018-03-21 KELLEY BERNARD J Director Sale +10,206 $12.22 $125K 229,951
2018-03-05 SANGSTER GORDON SVP & Chief Financial Officer Shares withheld for taxes −18,497 $10.90 $202K 171,925
2018-03-05 NICOLS JOHN J President and CEO Shares withheld for taxes −92,175 $10.90 $1.0M 1,072,679
2018-03-05 Lalonde James SVP, R&D Shares withheld for taxes −11,920 $10.90 $130K 230,066
2018-02-21 Aldridge Michael D. See Remarks Grant or award · Stock Option (Right to Buy) +60,000 60,000
2018-02-21 Lalonde James SVP, R&D Grant or award · Stock Option (Right to Buy) +55,000 55,000
2018-02-21 NICOLS JOHN J President and CEO Grant or award · Stock Option (Right to Buy) +130,000 130,000
2018-02-21 SANGSTER GORDON SVP & Chief Financial Officer Grant or award · Stock Option (Right to Buy) +60,000 60,000
2018-02-20 SANGSTER GORDON SVP & Chief Financial Officer Grant or award · Stock Option (Right to Buy) +60,000 60,000
2018-02-20 NICOLS JOHN J President and CEO Grant or award · Stock Option (Right to Buy) +130,000 130,000
2018-02-20 Lalonde James SVP, R&D Grant or award · Stock Option (Right to Buy) +55,000 55,000
2018-02-20 Aldridge Michael D. See Remarks Grant or award · Stock Option (Right to Buy) +60,000 60,000
2018-02-05 SANGSTER GORDON SVP & Chief Financial Officer Grant or award · Stock Option (Right to Buy) +167,750 167,750
2018-02-05 Aldridge Michael D. See Remarks Grant or award · Stock Option (Right to Buy) +167,750 167,750
2018-02-05 Lalonde James SVP, R&D Grant or award · Stock Option (Right to Buy) +147,620 147,620
2018-02-05 NICOLS JOHN J President and CEO Grant or award · Stock Option (Right to Buy) +671,000 671,000
2017-09-14 Vivo Ventures Fund VII, L.P. 10% owner Sale −1,037,390 $5.78 $6.0M 4,144,495
2017-09-14 Vivo Ventures Fund VII, L.P. 10% owner Sale −22,610 $5.78 $131K 90,330

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