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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 61 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-05-21 Cheng Pam P. Director Sale −2,030 $14.31 $29K 78,326
2018-05-17 Aldridge Michael D. See Remarks Option exercise +22,000 $4.37 $96K 22,000
2018-05-17 Aldridge Michael D. See Remarks Sale −22,000 $13.54 $298K 0
2018-05-17 Aldridge Michael D. See Remarks Option exercise · Stock Option (Right to Buy) −22,000 206,000
2018-05-15 Aldridge Michael D. See Remarks Option exercise +22,000 $4.37 $96K 22,000
2018-05-15 Aldridge Michael D. See Remarks Sale −22,000 $12.91 $284K 0
2018-05-15 Aldridge Michael D. See Remarks Option exercise · Stock Option (Right to Buy) −22,000 228,000
2018-05-15 Lalonde James SVP, R&D Sale −10,000 $12.90 $129K 210,066
2018-05-14 Lalonde James SVP, R&D Sale −10,000 $13.09 $131K 220,066
2018-04-03 Smith David V Director Sale −6,000 $10.37 $62K 56,679
2018-03-29 BARUCH THOMAS R Director Sale −12,500 $11.06 $138K 172,170
2018-03-28 BARUCH THOMAS R Director Sale −12,500 $11.05 $138K 184,670
2018-03-27 WOLF DENNIS P Director Sale −12,500 $11.14 $139K 116,254
2018-03-26 WOLF DENNIS P Director Option exercise +16,666 $7.46 $124K 157,920
2018-03-26 WOLF DENNIS P Director Sale −29,166 $11.15 $325K 128,754
2018-03-26 WOLF DENNIS P Director Option exercise · Stock Option (right to buy) −16,666 0
2018-03-23 NICOLS JOHN J President and CEO Option exercise +16,154 $3.46 $56K 1,088,833
2018-03-23 NICOLS JOHN J President and CEO Sale −16,154 $11.43 $185K 1,072,679
2018-03-23 NICOLS JOHN J President and CEO Option exercise · Stock Option (Right to Buy) +16,154 377,535
2018-03-22 NICOLS JOHN J President and CEO Option exercise +6,311 $3.46 $22K 1,078,990

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