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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 61 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-06-25 BARUCH THOMAS R Director Sale −12,500 $15.48 $194K 165,593
2018-06-21 KELLEY BERNARD J Director Sale −10,206 $16.58 $169K 225,668
2018-06-12 WOLF DENNIS P Director Sale −8,947 $14.41 $129K 113,230
2018-06-11 BARUCH THOMAS R Director Grant or award +5,923 178,093
2018-06-11 Cheng Pam P. Director Grant or award +5,923 64,642
2018-06-11 Dorgan Byron L Director Grant or award +5,923 200,593
2018-06-11 Glaub Kathleen Sereda Director Grant or award +5,923 108,120
2018-06-11 KELLEY BERNARD J Director Grant or award +5,923 235,874
2018-06-11 Smith David V Director Grant or award +5,923 5,923
2018-06-11 WOLF DENNIS P Director Grant or award +5,923 122,177
2018-06-11 Yang Patrick Y Director Grant or award +5,923 354,157
2018-06-11 NICOLS JOHN J President and CEO Option exercise +1,800 $3.46 $6K 1,074,479
2018-06-11 NICOLS JOHN J President and CEO Sale −1,800 $14.48 $26K 1,072,679
2018-06-11 NICOLS JOHN J President and CEO Option exercise · Stock Option (Right to Buy) −1,800 368,528
2018-06-08 NICOLS JOHN J President and CEO Option exercise +7,207 $3.46 $25K 1,079,886
2018-06-08 NICOLS JOHN J President and CEO Sale −7,207 $15.35 $111K 1,072,679
2018-06-08 NICOLS JOHN J President and CEO Option exercise · Stock Option (Right to Buy) −7,207 370,328
2018-05-24 SANGSTER GORDON SVP & Chief Financial Officer Sale −18,736 $14.11 $264K 153,189
2018-05-22 Cheng Pam P. Director Sale −19,607 $14.17 $278K 58,719
2018-05-21 Cheng Pam P. Director Sale −17,578 $13.82 $243K 80,356

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