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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 61 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-08-17 WOLF DENNIS P Director Option exercise +16,666 $10.92 $182K 120,896
2018-08-17 WOLF DENNIS P Director Option exercise +1,667 $10.51 $18K 122,563
2018-08-17 WOLF DENNIS P Director Sale −18,333 $14.71 $270K 104,230
2018-08-17 WOLF DENNIS P Director Option exercise · Stock Option (Right to Buy) −16,666 0
2018-08-17 WOLF DENNIS P Director Option exercise · Stock Option (Right to Buy) −1,667 18,333
2018-08-16 Yang Patrick Y Director Sale −150,340 $14.45 $2.2M 0
2018-08-15 NICOLS JOHN J President and CEO Option exercise +2,400 $3.46 $8K 1,075,079
2018-08-15 NICOLS JOHN J President and CEO Sale −2,400 $14.90 $36K 1,072,679
2018-08-15 NICOLS JOHN J President and CEO Option exercise · Stock Option (Right to Buy) −2,400 354,269
2018-08-14 NICOLS JOHN J President and CEO Option exercise +11,859 $3.46 $41K 1,084,538
2018-08-14 NICOLS JOHN J President and CEO Sale −11,859 $15.19 $180K 1,072,679
2018-08-14 NICOLS JOHN J President and CEO Option exercise · Stock Option (Right to Buy) −11,859 356,669
2018-07-19 Yang Patrick Y Director Sale −25,000 $15.52 $388K 304,157
2018-07-18 Glaub Kathleen Sereda Director Sale −10,000 $15.34 $153K 98,120
2018-07-18 Yang Patrick Y Director Sale −25,000 $15.40 $385K 329,157
2018-07-17 Lalonde James SVP, R&D Sale −7,500 $15.27 $115K 195,066
2018-07-16 Lalonde James SVP, R&D Sale −7,500 $15.53 $116K 202,566
2018-07-16 Dorgan Byron L Director Sale −10,000 $15.49 $155K 190,593
2018-06-26 WOLF DENNIS P Director Sale −9,000 $14.47 $130K 104,230
2018-06-26 BARUCH THOMAS R Director Sale −12,500 $14.38 $180K 153,093

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