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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 61 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-09-27 NICOLS JOHN J President and CEO Sale −7,100 $18.68 $133K 1,072,679
2018-09-27 NICOLS JOHN J President and CEO Option exercise · Stock Option (Right to Buy) −40,000 314,269
2018-09-27 BARUCH THOMAS R Director Sale −8,600 $17.78 $153K 131,993
2018-09-27 BARUCH THOMAS R Director Sale −3,900 $18.72 $73K 128,093
2018-09-26 WOLF DENNIS P Director Sale −9,000 $19.17 $173K 95,230
2018-09-26 BARUCH THOMAS R Director Sale −12,500 $19.00 $237K 140,593
2018-09-25 Glaub Kathleen Sereda Director Sale −14,492 $18.83 $273K 63,534
2018-09-21 KELLEY BERNARD J Director Sale −10,207 $18.12 $185K 215,461
2018-09-19 Glaub Kathleen Sereda Director Sale −20,094 $17.94 $360K 78,026
2018-09-19 Yang Patrick Y Director Sale −25,000 $17.94 $448K 103,817
2018-09-18 Yang Patrick Y Director Sale −25,000 $18.47 $462K 128,817
2018-09-05 Lalonde James SVP, R&D Sale −12,381 $17.35 $215K 164,770
2018-09-04 Lalonde James SVP, R&D Sale −17,915 $17.16 $307K 177,151
2018-08-30 KELLEY BERNARD J Director Option exercise +16,666 $7.46 $124K 242,334
2018-08-30 KELLEY BERNARD J Director Sale −16,666 $17.15 $286K 225,668
2018-08-30 KELLEY BERNARD J Director Option exercise · Stock Option (Right to Buy) −16,666 0
2018-08-21 SANGSTER GORDON SVP & Chief Financial Officer Sale −18,736 $15.31 $287K 134,453
2018-08-20 WOLF DENNIS P Director Option exercise +18,333 $10.51 $193K 122,563
2018-08-20 WOLF DENNIS P Director Sale −18,333 $15.24 $279K 104,230
2018-08-20 WOLF DENNIS P Director Option exercise · Stock Option (Right to Buy) −18,333 0

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