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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 39 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-12-07 NICOLS JOHN J President and CEO Option exercise · Stock Option (Right to Buy) −40,000 230,457
2018-12-06 NICOLS JOHN J President and CEO Option exercise +40,000 $3.46 $138K 1,112,679
2018-12-06 NICOLS JOHN J President and CEO Sale −40,000 $21.75 $870K 1,072,679
2018-12-06 NICOLS JOHN J President and CEO Option exercise · Stock Option (Right to Buy) −40,000 234,269
2018-11-13 Lalonde James SVP, R&D Sale −6,726 $15.22 $102K 151,317
2018-11-12 Lalonde James SVP, R&D Sale −6,727 $15.57 $105K 158,043
2018-10-03 SANGSTER GORDON SVP & Chief Financial Officer Option exercise +40,000 $2.45 $98K 174,453
2018-10-03 SANGSTER GORDON SVP & Chief Financial Officer Option exercise +40,000 $17.11 $685K 174,453
2018-10-03 SANGSTER GORDON SVP & Chief Financial Officer Sale −13,558 $16.74 $227K 160,895
2018-10-03 SANGSTER GORDON SVP & Chief Financial Officer Sale −26,442 $17.30 $458K 134,453
2018-10-03 SANGSTER GORDON SVP & Chief Financial Officer Option exercise · Stock Option (Right to Buy) −40,000 35,000
2018-10-02 SANGSTER GORDON SVP & Chief Financial Officer Option exercise +40,000 $2.45 $98K 174,453
2018-10-02 SANGSTER GORDON SVP & Chief Financial Officer Option exercise +40,000 $16.76 $670K 174,453
2018-10-02 SANGSTER GORDON SVP & Chief Financial Officer Sale −40,000 $16.76 $670K 134,453
2018-10-02 SANGSTER GORDON SVP & Chief Financial Officer Option exercise · Stock Option (Right to Buy) −40,000 75,000
2018-09-28 NICOLS JOHN J President and CEO Option exercise +40,000 $3.46 $138K 1,112,679
2018-09-28 NICOLS JOHN J President and CEO Sale −40,000 $17.43 $697K 1,072,679
2018-09-28 NICOLS JOHN J President and CEO Option exercise · Stock Option (Right to Buy) −40,000 274,269
2018-09-27 NICOLS JOHN J President and CEO Option exercise +40,000 $3.46 $138K 1,112,679
2018-09-27 NICOLS JOHN J President and CEO Sale −32,900 $17.50 $576K 1,079,779

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