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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Erbez Georgia −$9K See Remarks sold 9% of stake
  2. MOORE ALISON −$9K President and CEO sold 3% of stake
  3. De Vre Raymond −$1K Director sold 1% of stake
Date Insider Transaction Shares Price Value Owned after
2019-02-20 SANGSTER GORDON SVP & Chief Financial Officer Grant or award · Stock Option (Right to Buy) +112,100 112,100
2019-02-20 SANGSTER GORDON SVP & Chief Financial Officer Grant or award · Stock Option (Right to Buy) +25,000 25,000
2019-02-12 Lalonde James SVP, R&D Sale −8,957 $21.69 $194K 133,402
2019-02-11 Lalonde James SVP, R&D Sale −8,958 $21.57 $193K 142,359
2019-01-25 SANGSTER GORDON SVP & Chief Financial Officer Option exercise +40,000 $3.39 $136K 174,453
2019-01-25 SANGSTER GORDON SVP & Chief Financial Officer Sale −40,000 $17.11 $684K 134,453
2019-01-25 SANGSTER GORDON SVP & Chief Financial Officer Option exercise · Stock Option (Right to Buy) +40,000 58,000
2019-01-24 SANGSTER GORDON SVP & Chief Financial Officer Option exercise +35,000 $3.39 $119K 169,453
2019-01-24 SANGSTER GORDON SVP & Chief Financial Officer Sale −35,000 $16.74 $586K 134,453
2019-01-24 SANGSTER GORDON SVP & Chief Financial Officer Option exercise · Stock Option (Right to Buy) +35,000 98,000
2018-12-28 BARUCH THOMAS R Director Sale −12,500 $15.98 $200K 103,093
2018-12-27 BARUCH THOMAS R Director Sale −12,500 $16.09 $201K 115,593
2018-12-26 WOLF DENNIS P Director Sale −9,000 $15.83 $142K 86,230
2018-12-21 KELLEY BERNARD J Director Sale −9,402 $16.95 $159K 206,059
2018-12-21 KELLEY BERNARD J Director Sale −804 $17.41 $14K 205,255
2018-12-20 Yang Patrick Y Director Sale −17,900 $17.50 $313K 60,917
2018-12-20 Yang Patrick Y Director Sale −7,100 $18.61 $132K 53,817
2018-12-19 Yang Patrick Y Director Sale −25,000 $19.22 $480K 78,817
2018-12-07 NICOLS JOHN J President and CEO Option exercise +3,812 $3.46 $13K 1,076,491
2018-12-07 NICOLS JOHN J President and CEO Sale −3,812 $22.09 $84K 1,072,679

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