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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Erbez Georgia −$9K See Remarks sold 9% of stake
  2. MOORE ALISON −$9K President and CEO sold 3% of stake
  3. De Vre Raymond −$1K Director sold 1% of stake
Date Insider Transaction Shares Price Value Owned after
2019-05-13 Lalonde James SVP, R&D Option exercise +17,621 $7.46 $131K 151,023
2019-05-13 Lalonde James SVP, R&D Sale −17,621 $18.61 $328K 133,402
2019-05-13 Lalonde James SVP, R&D Option exercise · Stock Option (Right to Buy) −17,621 2,378
2019-03-21 SANGSTER GORDON SVP & Chief Financial Officer Option exercise +40,000 $4.10 $164K 174,453
2019-03-21 SANGSTER GORDON SVP & Chief Financial Officer Sale −40,000 $20.91 $836K 134,453
2019-03-21 SANGSTER GORDON SVP & Chief Financial Officer Option exercise · Stock Option (Right to Buy) +40,000 83,000
2019-03-20 SANGSTER GORDON SVP & Chief Financial Officer Option exercise +40,000 $3.39 $136K 174,453
2019-03-20 SANGSTER GORDON SVP & Chief Financial Officer Sale −40,000 $20.85 $834K 134,453
2019-03-20 SANGSTER GORDON SVP & Chief Financial Officer Option exercise · Stock Option (Right to Buy) +40,000 18,000
2019-03-19 NICOLS JOHN J President and CEO Option exercise +40,000 $3.46 $138K 1,112,679
2019-03-19 NICOLS JOHN J President and CEO Sale −40,000 $20.79 $832K 1,072,679
2019-03-19 NICOLS JOHN J President and CEO Option exercise · Stock Option (Right to Buy) −40,000 175,385
2019-03-18 NICOLS JOHN J President and CEO Option exercise +15,072 $3.46 $52K 1,087,751
2019-03-18 NICOLS JOHN J President and CEO Sale −15,072 $20.95 $316K 1,072,679
2019-03-18 NICOLS JOHN J President and CEO Option exercise · Stock Option (Right to Buy) −15,072 215,385
2019-02-26 WOLF DENNIS P Director Sale −9,000 $21.96 $198K 77,230
2019-02-20 NICOLS JOHN J President and CEO Grant or award · Stock Option (Right to Buy) +383,500 383,500
2019-02-20 NICOLS JOHN J President and CEO Grant or award · Stock Option (Right to Buy) +40,000 40,000
2019-02-20 Lalonde James SVP, R&D Grant or award · Stock Option (Right to Buy) +100,300 100,300
2019-02-20 Lalonde James SVP, R&D Grant or award · Stock Option (Right to Buy) +23,000 23,000

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