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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2019-09-06 KELLEY BERNARD J Director Sale −14,684 $13.87 $204K 212,184
2019-09-06 KELLEY BERNARD J Director Option exercise · Stock Option (Right to Buy) −16,666 0
2019-09-06 Yang Patrick Y Director Purchase +5,000 $13.74 $69K 84,764
2019-09-04 Yang Patrick Y Director Purchase +3,000 $13.62 $41K 79,764
2019-09-03 Yang Patrick Y Director Purchase +6,000 $13.97 $84K 76,764
2019-08-22 Yang Patrick Y Director Purchase +12,000 $12.94 $155K 70,764
2019-08-20 NICOLS JOHN J President and CEO Purchase +10,000 $13.30 $133K 1,082,679
2019-08-20 NICOLS JOHN J President and CEO Purchase +10,000 $13.30 $133K 1,082,679
2019-08-20 TAYLOR DEAN ROSS JR Chief Financial Officer Grant or award · Stock Option (Right to Buy) +42,285 42,285
2019-06-11 Yang Patrick Y Director Grant or award +4,947 58,764
2019-06-11 WOLF DENNIS P Director Grant or award +4,947 82,177
2019-06-11 Smith David V Director Grant or award +4,947 4,947
2019-06-11 KELLEY BERNARD J Director Grant or award +4,947 210,202
2019-06-11 Glaub Kathleen Sereda Director Grant or award +4,947 68,481
2019-06-11 Dorgan Byron L Director Grant or award +4,947 195,540
2019-06-11 Cheng Pam P. Director Grant or award +4,947 69,589
2019-06-11 BARUCH THOMAS R Director Grant or award +4,947 108,040
2019-05-14 Lalonde James SVP, R&D Option exercise +2,378 $7.46 $18K 135,780
2019-05-14 Lalonde James SVP, R&D Sale −2,378 $18.95 $45K 133,402
2019-05-14 Lalonde James SVP, R&D Option exercise · Stock Option (Right to Buy) −2,378 0

Page 19 of 44 · 862 trades