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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2020-04-02 BARUCH THOMAS R Director Sale −7,500 $10.52 $79K 38,040
2020-04-01 BARUCH THOMAS R Director Sale −7,500 $10.88 $82K 45,540
2020-03-25 WOLF DENNIS P Director Sale −9,400 $10.33 $97K 72,777
2020-03-25 WOLF DENNIS P Director Sale −600 $11.22 $7K 72,177
2020-02-21 Dorgan Byron L Director Sale −16,702 $14.02 $234K 153,838
2020-02-11 TAYLOR DEAN ROSS JR Chief Financial Officer Grant or award +8,000 8,000
2020-02-11 TAYLOR DEAN ROSS JR Chief Financial Officer Grant or award · Stock Option (Right to Buy) +15,000 15,000
2020-02-11 NICOLS JOHN J President and CEO Grant or award · Stock Option (Right to Buy) +138,600 138,600
2020-02-11 NICOLS JOHN J President and CEO Grant or award · Stock Option (Right to Buy) +50,000 50,000
2020-01-21 KELLEY BERNARD J Director Sale −2,500 $18.00 $45K 209,684
2020-01-16 BARUCH THOMAS R Director Sale −10,000 $18.61 $186K 53,040
2020-01-15 BARUCH THOMAS R Director Sale −10,000 $18.68 $187K 63,040
2019-12-19 WOLF DENNIS P Director Option exercise +20,000 $3.62 $72K 102,177
2019-12-19 WOLF DENNIS P Director Sale −20,000 $16.22 $324K 82,177
2019-12-19 WOLF DENNIS P Director Option exercise · Stock Option (Right to Buy) −20,000 0
2019-12-12 Dorgan Byron L Director Sale −25,000 $15.64 $391K 170,540
2019-12-11 BARUCH THOMAS R Director Sale −17,500 $15.59 $273K 73,040
2019-12-10 BARUCH THOMAS R Director Sale −17,500 $15.61 $273K 90,540
2019-09-12 NICOLS JOHN J President and CEO Gift −60,000 1,022,679
2019-09-06 KELLEY BERNARD J Director Option exercise +16,666 $10.92 $182K 226,868

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