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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Erbez Georgia −$9K See Remarks sold 9% of stake
  2. MOORE ALISON −$9K President and CEO sold 3% of stake
  3. De Vre Raymond −$1K Director sold 1% of stake
Date Insider Transaction Shares Price Value Owned after
2020-10-09 Dorgan Byron L Director Option exercise +25,000 $10.63 $266K 187,790
2020-10-09 Dorgan Byron L Director Sale −25,000 $13.54 $339K 162,790
2020-10-09 Dorgan Byron L Director Option exercise · Stock Option (Right to Buy) −25,000 50,000
2020-10-08 Dorgan Byron L Director Option exercise +25,000 $10.63 $266K 187,790
2020-10-08 Dorgan Byron L Director Sale −25,000 $13.49 $337K 162,790
2020-10-08 Dorgan Byron L Director Option exercise · Stock Option (Right to Buy) −25,000 75,000
2020-09-24 WOLF DENNIS P Director Sale −10,000 $11.68 $117K 61,129
2020-08-05 Aaker Jennifer Director Grant or award +15,540 15,540
2020-07-21 KELLEY BERNARD J Director Sale −2,500 $12.79 $32K 213,636
2020-06-25 WOLF DENNIS P Director Sale −10,000 $10.97 $110K 71,129
2020-06-16 KELLEY BERNARD J Director Grant or award +8,952 216,136
2020-06-16 Dorgan Byron L Director Grant or award +8,952 162,790
2020-06-16 Smith David V Director Grant or award +8,952 8,952
2020-06-16 WOLF DENNIS P Director Grant or award +8,952 81,129
2020-06-16 Yang Patrick Y Director Grant or award +8,952 93,716
2020-06-16 MOORE ALISON Director Grant or award +17,905 17,905
2020-06-16 DILLY STEPHEN GEORGE Director Grant or award +17,905 17,905
2020-06-12 BARUCH THOMAS R Director Sale −4,947 $10.61 $52K 33,093
2020-06-11 Smith David V Director Gift −4,947 0
2020-04-21 KELLEY BERNARD J Director Sale −2,500 $10.58 $26K 207,184

Page 17 of 44 · 862 trades