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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Erbez Georgia −$9K See Remarks sold 9% of stake
  2. MOORE ALISON −$9K President and CEO sold 3% of stake
  3. De Vre Raymond −$1K Director sold 1% of stake

Reading 38 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-03-08 KELLEY BERNARD J Director Sale −20,000 $18.72 $374K 208,636
2021-03-08 KELLEY BERNARD J Director Option exercise · Stock Option (Right to Buy) −20,000 0
2021-03-05 TAYLOR DEAN ROSS JR SVP, Chief Financial Officer Shares withheld for taxes −2,419 $19.51 $47K 23,565
2021-02-16 NICOLS JOHN J President and CEO Grant or award · Stock Option (Right to Buy) +198,000 198,000
2021-02-16 NICOLS JOHN J President and CEO Grant or award · Stock Option (Right to Buy) +35,000 35,000
2021-02-16 TAYLOR DEAN ROSS JR SVP, Chief Scientific Officer Grant or award +14,080 20,984
2021-02-16 TAYLOR DEAN ROSS JR SVP, Chief Scientific Officer Grant or award +5,000 25,984
2021-02-16 TAYLOR DEAN ROSS JR SVP, Chief Scientific Officer Grant or award · Stock Option (Right to Buy) +10,000 10,000
2021-02-16 TAYLOR DEAN ROSS JR SVP, Chief Scientific Officer Grant or award · Stock Option (Right to Buy) +17,600 17,600
2021-02-11 TAYLOR DEAN ROSS JR SVP, Chief Scientific Officer Shares withheld for taxes −1,096 $26.67 $29K 6,904
2021-02-02 Martinborough Esther Director Grant or award +7,262 7,262
2021-01-21 KELLEY BERNARD J Director Sale −2,500 $24.98 $62K 208,636
2021-01-21 Dorgan Byron L Director Option exercise +25,000 $10.63 $266K 187,790
2021-01-21 Dorgan Byron L Director Sale −25,000 $25.17 $629K 162,790
2021-01-21 Dorgan Byron L Director Option exercise · Stock Option (Right to Buy) −25,000 0
2021-01-20 Dorgan Byron L Director Option exercise +25,000 $10.63 $266K 187,790
2021-01-20 Dorgan Byron L Director Sale −25,000 $26.75 $669K 162,790
2021-01-20 Dorgan Byron L Director Option exercise · Stock Option (Right to Buy) −25,000 25,000
2020-12-21 WOLF DENNIS P Director Sale −10,000 $19.99 $200K 51,129
2020-10-21 KELLEY BERNARD J Director Sale −2,500 $14.00 $35K 211,136

Page 16 of 38 · 744 trades