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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 61 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-06-15 Aaker Jennifer Director Grant or award +4,796 20,336
2021-06-15 Martinborough Esther Director Grant or award +4,796 12,058
2021-06-15 WOLF DENNIS P Director Grant or award +4,796 45,925
2021-06-15 Smith David V Director Gift −8,952 0
2021-06-15 Smith David V Director Grant or award +4,796 4,796
2021-06-15 Dorgan Byron L Director Grant or award +4,796 167,586
2021-06-15 MOORE ALISON Director Grant or award +4,796 22,701
2021-05-18 NICOLS JOHN J President and CEO Option exercise +35,000 $3.46 $121K 1,057,679
2021-05-18 NICOLS JOHN J President and CEO Sale −13,877 $18.56 $258K 1,043,802
2021-05-18 NICOLS JOHN J President and CEO Sale −21,123 $18.93 $400K 1,022,679
2021-05-18 NICOLS JOHN J President and CEO Option exercise · Stock Option (Right to Buy) −35,000 105,000
2021-05-17 NICOLS JOHN J President and CEO Option exercise +35,385 $3.46 $122K 1,058,064
2021-05-17 NICOLS JOHN J President and CEO Sale −35,385 $18.12 $641K 1,022,679
2021-05-17 NICOLS JOHN J President and CEO Option exercise · Stock Option (Right to Buy) −35,385 140,000
2021-04-21 KELLEY BERNARD J Director Sale −2,500 $22.64 $57K 206,136
2021-04-06 Yang Patrick Y Director Sale +10,000 $25.15 $252K 73,716
2021-04-05 Yang Patrick Y Director Sale −10,000 $24.27 $243K 83,716
2021-03-25 WOLF DENNIS P Director Sale −5,142 $20.07 $103K 45,987
2021-03-25 WOLF DENNIS P Director Sale −4,858 $20.82 $101K 41,129
2021-03-08 KELLEY BERNARD J Director Option exercise +20,000 $10.51 $210K 228,636

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