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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 61 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-11-10 NICOLS JOHN J President and CEO Sale −14,071 $39.85 $561K 1,042,133
2021-11-10 NICOLS JOHN J President and CEO Sale −19,454 $40.69 $792K 1,022,679
2021-11-10 NICOLS JOHN J President and CEO Option exercise · Stock Option (Right to Buy) −35,000 0
2021-10-18 Dorgan Byron L Director Sale −17,400 $27.86 $485K 150,186
2021-10-18 Dorgan Byron L Director Sale −2,600 $28.53 $74K 147,586
2021-10-15 WOLF DENNIS P Director Sale −5,900 $28.30 $167K 40,025
2021-10-15 WOLF DENNIS P Director Sale −100 $28.78 $3K 39,925
2021-08-13 NICOLS JOHN J President and CEO Option exercise +35,000 $3.46 $121K 1,057,679
2021-08-13 NICOLS JOHN J President and CEO Sale −35,000 $23.77 $832K 1,022,679
2021-08-13 NICOLS JOHN J President and CEO Option exercise · Stock Option (Right to Buy) −35,000 35,000
2021-08-12 NICOLS JOHN J President and CEO Option exercise +35,000 $3.46 $121K 1,057,679
2021-08-12 NICOLS JOHN J President and CEO Sale −34,066 $24.51 $835K 1,023,613
2021-08-12 NICOLS JOHN J President and CEO Sale −934 $25.29 $24K 1,022,679
2021-08-12 NICOLS JOHN J President and CEO Option exercise · Stock Option (Right to Buy) −35,000 70,000
2021-08-10 KELLEY BERNARD J Director Option exercise −20,000 $3.62 $72K 226,136
2021-08-10 KELLEY BERNARD J Director Sale −20,000 $25.84 $517K 206,136
2021-08-10 KELLEY BERNARD J Director Option exercise · Stock Option (Right to Buy) −20,000 0
2021-06-16 Yang Patrick Y Director Sale −20,000 $20.31 $406K 58,512
2021-06-15 DILLY STEPHEN GEORGE Director Grant or award +4,796 22,701
2021-06-15 Yang Patrick Y Director Grant or award +4,796 78,512

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